WFG Advisors’s Ares Capital ARCC Stock Holding History

WFG Advisors’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	$378K	Sell	23,047 -8,882	-28%	-$150K	0.09%	244
2017 Q1	$555K	Sell	31,929 -4,117	-11%	-$71.1K	0.15%	158
2016 Q4	$594K	Buy	36,046 +16,928	+89%	+$266K	0.15%	185
2016 Q3	$296K	Sell	19,118 -2,375	-11%	-$36.4K	0.07%	272
2016 Q2	$305K	Buy	21,493 +155	+0.7%	+$2.3K	0.08%	238
2016 Q1	$317K	Buy	21,338 +4,639	+28%	+$63.9K	0.09%	222
2015 Q4	$238K	Buy	16,699 +362	+2%	+$5.5K	0.07%	261
2015 Q3	$237K	Buy	16,337 +517	+3%	+$8.11K	0.07%	255
2015 Q2	$260K	Buy	15,820 +141	+0.9%	+$2.35K	0.07%	268
2015 Q1	$269K	Buy	15,679 +425	+3%	+$7.09K	0.08%	278
2014 Q4	$238K	Buy	15,254 +4,904	+47%	+$78.2K	0.05%	375
2014 Q3	$167K	Buy	10,350 +391	+4%	+$6.61K	0.03%	495
2014 Q2	$178K	Sell	9,959 -65	-0.6%	-$1.12K	0.03%	476
2014 Q1	$177K	Sell	10,024 -8,407	-46%	-$150K	0.04%	465
2013 Q4	$328K	Buy	18,431 +239	+1%	+$4.21K	0.05%	405
2013 Q3	$315K	Sell	18,192 -1,828	-9%	-$32K	0.05%	379
2013 Q2	$344K	Buy	+20,020	New	+$349K	0.06%	336

Other funds holding ARCC

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Vaughan Nelson Investment Management Houston, Texas $9.96B AUM 41% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Principal Financial Group

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return