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Ares Capital
ARCC

373 hedge funds and large institutions have $2.84B invested in Ares Capital in 2016 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 138 increasing their positions, 112 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

161% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 23

54.94% more ownership

Funds ownership: 0% → 54.94% (+55%)

28% more funds holding in top 10

Funds holding in top 10: 18 → 23 (+5)

23% more repeat investments, than reductions

Existing positions increased: 138 | Existing positions reduced: 112

12% more capital invested

Capital invested by funds: $2.54B → $2.84B (+$306M)

8% more funds holding

Funds holding: 344 → 373 (+29)

74% less call options, than puts

Call options by funds: $6.66M | Put options by funds: $26.1M

Holders
373
Holders Change
+29
Holders Change %
+8.43%
% of All Funds
9.32%
Holding in Top 10
23
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+27.78%
% of All Funds
0.57%
New
60
Increased
138
Reduced
112
Closed
23
Calls
$6.66M
Puts
$26.1M
Net Calls
-$19.4M
Net Calls Change
-$11.3M

Top Buyers

1
MC
Muzinich & Co
New York
+$70.9M
2
TCM
Tegean Capital Management
New York
+$20.5M
3
Nomura Holdings
Nomura Holdings
Japan
+$14.9M
4
VNIM
Vaughan Nelson Investment Management
Texas
+$14.7M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$11.6M

Top Sellers

1
Toronto Dominion Bank
Toronto Dominion Bank
Ontario, Canada
-$23.6M
2
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
-$21.6M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$14M
4
IG
ING Group
Netherlands
-$13.6M
5
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
-$13.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
GLAM
226
Gardner Lewis Asset Management
Pennsylvania
$516K +$67K +4,255 +16%
MNA
227
Manning & Napier Advisors
New York
$513K -$17.2K -1,090 -3%
PTC
228
Private Trust Company
Ohio
$508K +$43.9K +2,790 +10%
CA
229
Cetera Advisors
Colorado
$507K +$17.5K +1,113 +4%
CAS
230
Cue Advisory Services
Arizona
$507K +$484K +30,735 New
CPIM
231
Columbia Partners Investment Management
Virginia
$504K – – –
VKH
232
Virtu KCG Holdings
New York
$504K +$269K +17,070 +126%
MNBTD
233
Moody National Bank Trust Division
Texas
$500K – – –
P
234
Pitcairn
Pennsylvania
$491K -$5.24K -333 -1%
AG
235
Aperio Group
California
$490K +$165K +10,474 +54%
BWAM
236
Boyd Watterson Asset Management
Ohio
$488K -$167K -10,619 -26%
Brown Advisory
237
Brown Advisory
Maryland
$473K -$190K -12,052 -30%
CIA
238
Capital Investment Advisors
Georgia
$447K +$26.6K +1,690 +7%
FAAS
239
First Allied Advisory Services
California
$443K +$32.3K +2,053 +8%
RIM
240
Ranger International Management
Illinois
$432K -$1.32M -83,645 -76%
WT
241
Whittier Trust
California
$429K +$944 +60 +0.2%
HAG
242
HighPoint Advisor Group
Illinois
$420K +$60.4K +3,841 +19%
FMT
243
First Mercantile Trust
Tennessee
$418K +$399K +25,340 New
Koshinski Asset Management
244
Koshinski Asset Management
Illinois
$412K +$25.5K +1,619 +7%
PP
245
Paloma Partners
Connecticut
$402K +$384K +24,400 New
OC
246
Oppenheimer & Co
New York
$400K -$136K -8,645 -26%
EFS
247
Essex Financial Services
Connecticut
$400K +$50K +3,175 +15%
NFC
248
Northeast Financial Consultants
Connecticut
$396K -$102K -6,500 -21%
SFA
249
Sequoia Financial Advisors
Ohio
$383K +$106K +6,717 +41%
RA
250
RFG Advisory
Alabama
$375K – – –
8 9
10
11 12

ARCC Hedge Fund Activity: Q4 2016 in Review

373 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q4 2016, worth a combined $2.84B — up 12% from $2.54B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new ARCC positions and 23 closed out — a net gain of 37 holders — while 138 added to existing stakes and 112 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $70.9M. The largest seller was Toronto Dominion Bank, cutting an estimated $23.6M.

  • 373 institutional investors held Ares Capital (ARCC) as of Q4 2016, up from 344 in Q3 2016.
  • Funds reported $2.84B of Ares Capital stock for Q4 2016, up 12% quarter-over-quarter.
  • 60 funds opened new Ares Capital positions in Q4 2016 and 23 closed out, a net change of +37 holders.
  • The largest Ares Capital buyer in Q4 2016 was Muzinich & Co, an estimated $70.9M added.
  • The largest Ares Capital seller in Q4 2016 was Toronto Dominion Bank, an estimated $23.6M sold.

Based on aggregated 13F filings for Q4 2016.