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AllianzIM U.S. Equity Buffer10 Apr ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AE Wealth Management
1
AE Wealth Management
Kansas
$37M +$4.19M +119,768 +13%
Kestra Advisory Services
2
Kestra Advisory Services
Texas
$18.7M +$17.8M +509,301 +6,163%
Osaic Holdings
3
Osaic Holdings
Arizona
$9.2M +$5.6M +159,845 +169%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$5.41M +$2.87M +81,870 +121%
Avantax Advisory Services
5
Avantax Advisory Services
Texas
$2.34M +$1.28M +36,509 +130%
Nvest Financial
6
Nvest Financial
New Hampshire
$1.53M +$1.48M +42,211 New
Atria Wealth Solutions
7
Atria Wealth Solutions
New York
$1.2M +$878K +25,083 +306%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.11M +$267K +7,624 +33%
FWG Investments
9
FWG Investments
Kentucky
$1.11M +$322K +9,193 +43%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.05M +$720K +20,572 +241%
Regal Investment Advisors
11
Regal Investment Advisors
Michigan
$1.01M +$286K +8,174 +42%
Kaye Capital Management
12
Kaye Capital Management
California
$998K +$966K +27,599 New
First Heartland Consultants
13
First Heartland Consultants
Missouri
$891K -$72.6K -2,074 -8%
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$863K -$74.6K -2,130 -8%
Bleakley Financial Group
15
Bleakley Financial Group
New Jersey
$827K – – –
Simplicity Wealth
16
Simplicity Wealth
New Jersey
$827K – – –
Harbour Investments
17
Harbour Investments
Wisconsin
$777K +$753K +21,494 New
Main Street Financial Solutions
18
Main Street Financial Solutions
Pennsylvania
$541K -$81.6K -2,332 -13%
Centaurus Financial
19
Centaurus Financial
California
$416K -$1.24M -35,445 -75%
Accurate Wealth Management
20
Accurate Wealth Management
Florida
$389K +$58.7K +1,676 +19%
Sentinus LLC
21
Sentinus LLC
Illinois
$323K +$313K +8,938 New
B. Riley Wealth Advisors
22
B. Riley Wealth Advisors
Florida
$307K – – –
Old Mission Capital
23
Old Mission Capital
Illinois
$294K +$284K +8,126 New
Nations Financial Group
24
Nations Financial Group
Iowa
$279K – – –
Foundations Investment Advisors
25
Foundations Investment Advisors
Arizona
$270K +$261K +7,468 New