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AllianzIM U.S. Equity Buffer10 Apr ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$4.45M +$1.59M +55,727 +59%
AIMU
2
Allianz Investment Management US
Minnesota
$2.26M
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$1.35M +$197K +6,920 +18%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.22M -$44.1K -1,546 -4%
CF
5
Centaurus Financial
California
$1.18M +$1.14M +39,949 New
ETIA
6
Epic Trust Investment Advisors
Washington
$1.06M +$1.12M +39,369 New
AAS
7
Avantax Advisory Services
Texas
$918K -$25.9K -907 -3%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$729K -$51.3K -1,799 -7%
T
9
TRUADVICE
Florida
$569K
MSFS
10
Main Street Financial Solutions
Pennsylvania
$511K +$493K +17,300 New
Jane Street
11
Jane Street
New York
$394K -$26K -912 -6%
CAN
12
Cetera Advisor Networks
California
$324K +$313K +10,983 New
SL
13
Sentinus LLC
Illinois
$264K
Citadel Advisors
14
Citadel Advisors
Florida
$204K +$197K +6,917 New
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$130K
FFA
16
Farther Finance Advisors
California
$111K
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$44.3K
JP Morgan Chase
18
JP Morgan Chase
New York
$44.3K +$42.8K +1,500 New
HI
19
Harbour Investments
Wisconsin
$15.1K
AF
20
Advisornet Financial
Minnesota
$5.91K
AAS
21
Ameritas Advisory Services
Nebraska
$2.52K +$2.42K +85 New
OMC
22
Old Mission Capital
Illinois
-$312K -11,380 Closed
PWMG
23
Prestige Wealth Management Group
New Jersey
-$118K -4,317 Closed
UBS Group
24
UBS Group
Switzerland
-$13.5K -492 Closed