AGEN

Agenus
AGEN

Overview Fund Activity

75 hedge funds and large institutions have $86.9M invested in Agenus in 2014 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 19 increasing their positions, 19 reducing their positions, and 10 closing their positions.

Holders
75
Holders Change
+5
Holders Change %
+7.14%
% of All Funds
2.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
19
Reduced
19
Closed
10
Calls
$447K
Puts
$600K
Net Calls
-$153K
Net Calls Change
-$328K

Top Buyers

1
Northern Trust
1
Northern Trust
Illinois
$2.06M
2
TC
2
TFS Capital
Pennsylvania
$1.53M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$6M
4
BIT
4
BlackRock Institutional Trust
California
$7.04M
5
Morgan Stanley
5
Morgan Stanley
New York
$731K

Top Sellers

1
BC
1
Broadfin Capital
New York
$0
2
DCM
2
Driehaus Capital Management
Illinois
$0
3
CAM
3
Cormorant Asset Management
Massachusetts
$2.02M
4
Millennium Management
4
Millennium Management
New York
$1.17M
5
Jane Street
5
Jane Street
New York
$85K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
51
Guggenheim Capital
Illinois
$45K 14,488 -18,438 -56%
Connor, Clark & Lunn Investment Management (CC&L)
52
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$45K 14,500 +14,500 New
LPL Financial
53
LPL Financial
California
$36K 12,003 +1,037 +9%
Verition Fund Management
54
Verition Fund Management
Connecticut
$35K 11,375 -14,047 -55%
Tudor Investment Corp
55
Tudor Investment Corp
Connecticut
$35K 11,197 -5,802 -34%
SG Americas Securities
56
SG Americas Securities
New York
$35K 11,153 +11,153 New
M&T Bank
57
M&T Bank
New York
$34K 10,746 +10,746 New
Dimensional Fund Advisors
58
Dimensional Fund Advisors
Texas
$28K 9,111 – –
Citigroup
59
Citigroup
New York
$25K 8,162 -322 -4%
BNP Paribas Financial Markets
60
BNP Paribas Financial Markets
France
$21.7K 6,962 +6,962 New
FNBT
61
FineMark National Bank & Trust
Florida
$16K 5,000 – –
U
62
UBS
Switzerland
$16K 5,240 +166 +3%
AllianceBernstein
63
AllianceBernstein
Tennessee
$14K 4,600 -4,850 -51%
Creative Planning
64
Creative Planning
Kansas
$11K 3,510 +3,510 New
WA
65
WFG Advisors
Texas
$6K 2,000 – –
Group One Trading
66
Group One Trading
Illinois
$6K 1,835 +1,835 New
AA
67
AlphaMark Advisors
Kentucky
$2K 795 – –
Bank of Montreal
68
Bank of Montreal
Ontario, Canada
$2K 750 +750 New
Deutsche Bank
69
Deutsche Bank
Germany
$1K 593 -118,326 -100%
CTC
70
Central Trust Company
Missouri
$1K 332 – –
Manulife (Manufacturers Life Insurance)
71
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$136 43,663 +993 +2%
BC
72
Broadfin Capital
New York
– – -1,181,000 Closed
DCM
73
Driehaus Capital Management
Illinois
– – -908,842 Closed
HT
74
HAP Trading
New York
– – -124,365 Closed
ZIM
75
Zacks Investment Management
Illinois
– – -102,252 Closed
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