Broadfin Capital’s Agenus AGEN Stock Holding History

Broadfin Capital’s Portfolio AGEN Stock Details AGEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-60,172	Closed	-$3.8M	–	73
2014 Q2	$3.8M	Buy	60,172 +6,420	+12%	+$371K	0.37%	55
2014 Q1	$3.34M	Buy	+53,752	New	+$3.74M	0.32%	67

Other funds holding AGEN

QVT Financial New York $1.37B AUM 148.1% 1-Year Est. Return

OrbiMed New York $5.05B AUM 125.28% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ISL

Ingalls & Snyder LLC New York $2.83B AUM 21.61% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

OIM

Oracle Investment Management Greenwich, Connecticut $168M AUM 42.86% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

CAM

Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Broadfin Capital's AGEN Position: Q3 2014 in Review

Broadfin Capital sold out of Agenus (AGEN) in Q3 2014, closing a stake of 60,172 shares — an estimated $3.8M sold.

Broadfin Capital first reported a position in AGEN in Q1 2014 and held it in 2 quarters. The position peaked at $3.8M in Q2 2014. 72 funds tracked by Wall St. Rank hold AGEN as of Q3 2014.

Broadfin Capital reported no remaining Agenus position as of Q3 2014 after selling out during the quarter.
Broadfin Capital sold 60,172 Agenus shares in Q3 2014, an estimated $3.8M.
Broadfin Capital first reported a position in Agenus in Q1 2014 and held it in 2 quarters.
Broadfin Capital's Agenus position peaked at $3.8M in Q2 2014.
72 funds tracked by Wall St. Rank held Agenus as of Q3 2014.

Based on Broadfin Capital's 13F filing for Q3 2014, filed 14 Nov 2014.