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ADXS

Advaxis Inc

Delisted

ADXS was delisted on the 22nd of December, 2021.

93 hedge funds and large institutions have $71.9M invested in Advaxis Inc in 2017 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 19

1% more funds holding

Funds holding: 9293 (+1)

7% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 14

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

44% less capital invested

Capital invested by funds: $128M → $71.9M (-$56.2M)

69% less call options, than puts

Call options by funds: $1.13M | Put options by funds: $3.64M

Holders
93
Holders Change
+1
Holders Change %
+1.09%
% of All Funds
2.32%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
25
Reduced
19
Closed
14
Calls
$1.13M
Puts
$3.64M
Net Calls
-$2.51M
Net Calls Change
-$1.98M
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
76
Royal Bank of Canada
Ontario, Canada
$13K +$19K +206 +5,150%
Bank of Montreal
77
Bank of Montreal
Ontario, Canada
$11K -$141K -1,527 -90%
PHK
78
Point72 Hong Kong
Hong Kong
$10K +$14.8K +160 New
WAM
79
Wolverine Asset Management
Illinois
$9K +$14.7K +159 New
UBS Group
80
UBS Group
Switzerland
$8K +$9.41K +102 +510%
BRC
81
Bell Rock Capital
Delaware
$5K
KF
82
Krilogy Financial
Missouri
$5K
EWM
83
Edge Wealth Management
New York
$4K
Nisa Investment Advisors
84
Nisa Investment Advisors
Missouri
$4K
Simplex Trading
85
Simplex Trading
Illinois
$4K +$6.64K +72 New
JWA
86
JFS Wealth Advisors
Pennsylvania
$2K
SQA
87
Simon Quick Advisors
New Jersey
$2K
Zurich Cantonal Bank
88
Zurich Cantonal Bank
Switzerland
$2K
Barclays
89
Barclays
United Kingdom
$1K -$90.6K -982 -99%
FWM
90
Focused Wealth Management
New York
$1K
IA
91
IFP Advisors
Florida
$1K
RE
92
RBC Europe
United Kingdom
$251 +$369 +4 New
NC
93
Nexthera Capital
New York
-$1.64M -16,800 Closed
OAM
94
Oxford Asset Management
United Kingdom
-$498K -5,117 Closed
TCM
95
Tanaka Capital Management
New York
-$475K -4,879 Closed
BC
96
Birchview Capital
Vermont
-$231K -2,373 Closed
MLICM
97
Metropolitan Life Insurance Company (MetLife)
New York
-$172K -1,771 Closed
PPA
98
Parametric Portfolio Associates
Washington
-$166K -1,704 Closed
Connor, Clark & Lunn Investment Management (CC&L)
99
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
-$139K -1,425 Closed
TAM
100
Tocqueville Asset Management
New York
-$127K -1,307 Closed

ADXS Hedge Fund Activity: Q3 2017 in Review

93 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Advaxis Inc (ADXS) for Q3 2017, worth a combined $71.9M — down 44% from $128M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new ADXS positions and 14 closed out — a net gain of 1 holder — while 25 added to existing stakes and 19 trimmed.

The largest buyer was Jefferies Group, adding an estimated $1.5M. The largest seller was Fidelity Investments, cutting an estimated $10.5M.

  • 93 institutional investors held Advaxis Inc (ADXS) as of Q3 2017, up from 92 in Q2 2017.
  • Funds reported $71.9M of Advaxis Inc stock for Q3 2017, down 44% quarter-over-quarter.
  • 15 funds opened new Advaxis Inc positions in Q3 2017 and 14 closed out, a net change of +1 holder.
  • The largest Advaxis Inc buyer in Q3 2017 was Jefferies Group, an estimated $1.5M added.
  • The largest Advaxis Inc seller in Q3 2017 was Fidelity Investments, an estimated $10.5M sold.

Based on aggregated 13F filings for Q3 2017.