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ADXS

Advaxis Inc

Delisted

ADXS was delisted on the 22nd of December, 2021.

98 hedge funds and large institutions have $162M invested in Advaxis Inc in 2016 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 37 increasing their positions, 20 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 20

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 15

2% less funds holding

Funds holding: 10098 (-2)

18% less call options, than puts

Call options by funds: $5.51M | Put options by funds: $6.73M

35% less capital invested

Capital invested by funds: $247M → $162M (-$85.4M)

Holders
98
Holders Change
-2
Holders Change %
-2%
% of All Funds
2.45%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
14
Increased
37
Reduced
20
Closed
15
Calls
$5.51M
Puts
$6.73M
Net Calls
-$1.22M
Net Calls Change
-$2.35M
Name Holding Trade Value Shares
Change
Change in
Stake
AG
76
Advisor Group
Arizona
$45K
Canada Life
77
Canada Life
Manitoba, Canada
$37K
TRCT
78
Tower Research Capital (TRC)
New York
$34K +$42.5K +315 New
Russell Investments Group
79
Russell Investments Group
United Kingdom
$32K +$40.3K +299 New
CG
80
Cutler Group
California
$28K +$23.5K +174 +187%
Simplex Trading
81
Simplex Trading
Illinois
$21K +$21.5K +159 +418%
BlackRock
82
BlackRock
New York
$19K -$2.7K -20 -10%
QT
83
Quantbot Technologies
New York
$12K +$12.4K +92 +383%
MFS
84
MSI Financial Services
Massachusetts
$11K
Royal Bank of Canada
85
Royal Bank of Canada
Ontario, Canada
$11K +$1.48K +11 +13%
MAM
86
Meeder Asset Management
Ohio
$11K +$13.6K +101 New
Victory Capital Management
87
Victory Capital Management
Texas
$10K +$1.08K +8 +9%
IA
88
IFP Advisors
Florida
$9K
KF
89
Krilogy Financial
Missouri
$8K
EWM
90
Edge Wealth Management
New York
$6K -$180K -1,333 -96%
LWM
91
LBA Wealth Management
Florida
$5K +$3.24K +24 +104%
BNP Paribas Financial Markets
92
BNP Paribas Financial Markets
France
$4.32K -$17.4K -129 -76%
JWA
93
JFS Wealth Advisors
Pennsylvania
$4K
Zurich Cantonal Bank
94
Zurich Cantonal Bank
Switzerland
$4K
SQA
95
Simon Quick Advisors
New Jersey
$4K +$4.45K +33 New
NIT
96
NumerixS Investment Technologies
British Columbia, Canada
$3K +$3.64K +27 New
FWM
97
Focused Wealth Management
New York
$2K
CAM
98
Cormorant Asset Management
Massachusetts
-$9.85M -61,394 Closed
EI
99
EAM Investors
California
-$4.06M -25,315 Closed
SFM
100
Sphera Funds Management
Israel
-$2.14M -13,333 Closed

ADXS Hedge Fund Activity: Q4 2016 in Review

98 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Advaxis Inc (ADXS) for Q4 2016, worth a combined $162M — down 35% from $247M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of ADXS and 14 opened new positions — a net loss of 1 holder — while 20 trimmed existing stakes and 37 added.

The largest buyer was Sectoral Asset Management, adding an estimated $2.28M. The largest seller was Cormorant Asset Management, exiting entirely with an estimated $9.85M sold.

  • 98 institutional investors held Advaxis Inc (ADXS) as of Q4 2016, down from 100 in Q3 2016.
  • Funds reported $162M of Advaxis Inc stock for Q4 2016, down 35% quarter-over-quarter.
  • 14 funds opened new Advaxis Inc positions in Q4 2016 and 15 closed out, a net change of -1 holder.
  • The largest Advaxis Inc buyer in Q4 2016 was Sectoral Asset Management, an estimated $2.28M added.
  • The largest Advaxis Inc seller in Q4 2016 was Cormorant Asset Management, an estimated $9.85M sold.

Based on aggregated 13F filings for Q4 2016.