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Applied Optoelectronics

Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$25.4M -$8.63M -1,060,467 -26%
Vanguard Group
2
Vanguard Group
Pennsylvania
$11.3M -$1.38M -169,673 -11%
Ameriprise
3
Ameriprise
Minnesota
$6.14M +$4.99M +612,548 +548%
CCPM
4
Cooper Creek Partners Management
New York
$5.66M +$1.01M +124,000 +23%
KA
5
Kovack Advisors
Florida
$4.97M +$1.27M +155,800 +36%
Morgan Stanley
6
Morgan Stanley
New York
$4.27M -$911K -111,901 -18%
RA
7
Royce & Associates
New York
$3.77M +$3.62M +445,000 New
State Street
8
State Street
Massachusetts
$3.65M -$1.96M -240,929 -36%
Millennium Management
9
Millennium Management
New York
$2.73M +$2.62M +321,998 New
NM
10
Newtyn Management
New York
$2.68M +$2.57M +316,050 New
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$2.58M -$91.3K -11,221 -4%
WMSA
12
Weiss Multi-Strategy Advisers
New York
$2.58M +$654K +80,336 +36%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$2.42M -$736K -90,475 -24%
Two Sigma Investments
14
Two Sigma Investments
New York
$2.03M +$1.65M +202,160 +533%
Assenagon Asset Management
15
Assenagon Asset Management
Luxembourg
$1.96M -$1.89M -232,499 -50%
BBCM
16
Boardman Bay Capital Management
New York
$1.69M +$580K +71,266 +56%
Citadel Advisors
17
Citadel Advisors
Florida
$1.58M +$415K +50,976 +38%
Invesco
18
Invesco
Georgia
$1.5M +$21.9K +2,692 +2%
Principal Financial Group
19
Principal Financial Group
Iowa
$1.45M +$16.6K +2,037 +1%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$1.33M +$75.9K +9,328 +6%
D.E. Shaw & Co
21
D.E. Shaw & Co
New York
$1.23M -$47.4K -5,821 -4%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$1.13M -$769K -94,437 -41%
Goldman Sachs
23
Goldman Sachs
New York
$1.13M +$231K +28,400 +27%
Russell Investments Group
24
Russell Investments Group
United Kingdom
$1.06M +$570K +70,079 +127%
Charles Schwab
25
Charles Schwab
California
$917K -$433K -53,132 -33%