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Applied Optoelectronics

Name Holding Trade Value Shares
Change
Change in
Stake
MTIP
76
Magee Thomson Investment Partners
California
$5K -$1.56K -86 -22%
BBHC
77
Brown Brothers Harriman & Co
New York
$4K – – –
MFS
78
MSI Financial Services
Massachusetts
$3K +$3.18K +175 New
PNC Financial Services Group
79
PNC Financial Services Group
Pennsylvania
$2K – – –
JP Morgan Chase
80
JP Morgan Chase
New York
$2K +$1.85K +102 New
UMA
81
USA Mutuals Advisors
Texas
$2K +$2K +110 New
Fuller & Thaler Asset Management
82
Fuller & Thaler Asset Management
California
– -$3.38M -179,900 Closed
DCM
83
Driehaus Capital Management
Illinois
– -$2.28M -121,534 Closed
Marshall Wace
84
Marshall Wace
United Kingdom
– -$2.14M -113,730 Closed
Susquehanna International Group
85
Susquehanna International Group
Pennsylvania
– -$1.45M -80,070 Closed
NCM
86
Newland Capital Management
New York
– -$1.13M -60,000 Closed
PCM
87
Perkins Capital Management
Minnesota
– -$1.03M -54,750 Closed
ARTA
88
A.R.T. Advisors
New York
– -$816K -43,500 Closed
Thrivent Financial for Lutherans
89
Thrivent Financial for Lutherans
Minnesota
– -$460K -24,490 Closed
TFA
90
Toth Financial Advisory
Virginia
– -$448K -23,850 Closed
HCM
91
Highbridge Capital Management
New York
– -$383K -21,097 Closed
NCCM
92
Nine Chapters Capital Management
New Jersey
– -$347K -18,500 Closed
GCP
93
GSA Capital Partners
United Kingdom
– -$316K -16,836 Closed
DTL
94
Dynamic Technology Lab
Singapore
– -$276K -14,726 Closed
PPA
95
Parametric Portfolio Associates
Washington
– -$243K -12,931 Closed
PSC
96
Piper Sandler & Co
Minnesota
– -$188K -10,000 Closed
PCM
97
Polaris Capital Management
Massachusetts
– -$151K -8,015 Closed
Simplex Trading
98
Simplex Trading
Illinois
– -$41.4K -2,281 Closed
Walleye Trading
99
Walleye Trading
New York
– -$36.2K -1,997 Closed
DLHL
100
Donald L. Hagan LLC
Florida
– -$19K -1,023 Closed