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Applied Optoelectronics
AAOI

Name Holding Trade Value Shares
Change 		Change in
Stake
NIP
76
Nicholas Investment Partners
California
– -$3.84M -238,428 Closed
TI
77
Turner Investments
Pennsylvania
– -$3.48M -216,170 Closed
KCM
78
Kingdon Capital Management
New York
– -$2.63M -163,204 Closed
SRFM
79
Shannon River Fund Management
New York
– -$2.35M -145,700 Closed
WSA
80
Wall Street Associates
California
– -$2.02M -125,547 Closed
GP
81
Grow Partners
California
– -$1.99M -123,500 Closed
EI
82
EAM Investors
California
– -$1.93M -119,893 Closed
AWCI
83
Alpine Woods Capital Investors
New York
– -$1.74M -108,228 Closed
NC
84
Northpointe Capital
Michigan
– -$1.69M -104,640 Closed
ACM
85
Afton Capital Management
North Carolina
– -$1.32M -82,206 Closed
DCM
86
Dialectic Capital Management
Connecticut
– -$835K -51,884 Closed
California Public Employees Retirement System
87
California Public Employees Retirement System
California
– -$658K -40,839 Closed
MCC
88
Mid Continent Capital
Illinois
– -$526K -32,645 Closed
FAM
89
Fortaleza Asset Management
Illinois
– -$520K -32,320 Closed
Citadel Advisors
90
Citadel Advisors
Florida
– -$429K -26,656 Closed
RFC
91
Regions Financial Corp
Alabama
– -$328K -20,389 Closed
D.E. Shaw & Co
92
D.E. Shaw & Co
New York
– -$302K -18,729 Closed
SB
93
Suntrust Banks
Georgia
– -$248K -15,429 Closed
MLICM
94
Metropolitan Life Insurance Company (MetLife)
New York
– -$192K -11,900 Closed
FM
95
Forward Management
California
– -$177K -11,000 Closed
FAM
96
Fred Alger Management
New York
– -$87K -5,434 Closed
Bank of America
97
Bank of America
North Carolina
– -$46K -2,856 Closed
BNP Paribas Financial Markets
98
BNP Paribas Financial Markets
France
– -$18.9K -1,175 Closed
PSC
99
Piper Sandler & Co
Minnesota
– -$17K -1,055 Closed
US Bancorp
100
US Bancorp
Minnesota
– -$10K -644 Closed
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