Stocks Most Commonly
Held In Funds’ Top 10

Funds Holding Holding in Top 10 New Positions Closed Positions Increased Positions Reduced Positions Call Options Put Options
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Name Funds holding
in top 10 		Growth Growth % Return since
30 Sep ‘13
401
4 -1 -20% 45.8%
402
4 -1 -20% 59%
403
4 -1 -20% 24.1%
STPZ icon
404
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$440M
8 -2 -20% 2.79%
405
15 -4 -21% 40.2%
406
7 -2 -22% 53%
407
3 -1 -25% 58.9%
408
3 -1 -25% 12.6%
409
3 -1 -25% 41.5%
410
3 -1 -25% 59.1%
TTI icon
411
TETRA Technologies
TTI
$1.31B
3 -1 -25% 22.7%
412
3 -1 -25% 120%
413
3 -1 -25% 18.3%
414
3 -1 -25% 51.2%
415
6 -2 -25% 53.5%
416
8 -3 -27% 218%
417
5 -2 -29% 22.3%
418
5 -2 -29% 43.8%
419
2 -1 -33% 74.7%
420
2 -1 -33% 111%
421
2 -1 -33% 228%
422
2 -1 -33% 16.5%
423
2 -1 -33% 74.1%
424
2 -1 -33% 71%
425
2 -1 -33% 51%
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