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iShares US Utilities ETF

101 hedge funds and large institutions have $842M invested in iShares US Utilities ETF in 2013 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 39 increasing their positions, 33 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more capital invested

Capital invested by funds: $586M → $842M (+$256M)

18% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 33

9.2% more ownership

Funds ownership: 116.36%125.57% (+9.2%)

7% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 14

1% less funds holding

Funds holding: 102101 (-1)

33% less funds holding in top 10

Funds holding in top 10: 64 (-2)

Holders
101
Holders Change
-1
Holders Change %
-0.98%
% of All Funds
3.27%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.13%
New
15
Increased
39
Reduced
33
Closed
14
Calls
$638K
Puts
Net Calls
+$638K
Net Calls Change
-$667K
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$155M +$50.6M +1,057,668 +47%
BTS
2
BB&T Securities
Virginia
$87.3M +$1.15M +23,970 +15%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$63.8M -$2.28M -47,632 -3%
UCFA
4
United Capital Financial Advisors
Texas
$52.1M +$10.4M +216,444 +24%
NA
5
Navellier & Associates
Nevada
$43.3M +$35.1M +733,494 +389%
AssetMark Inc
6
AssetMark Inc
California
$41.9M +$42.6M +891,476 New
PI
7
Placemark Investments
Illinois
$40.2M +$15M +313,514 +58%
Goldman Sachs
8
Goldman Sachs
New York
$35.2M +$35.9M +750,082 New
SG Americas Securities
9
SG Americas Securities
New York
$30.9M +$27.4M +572,338 +659%
TFA
10
Transamerica Financial Advisors
Florida
$25.7M +$8.51M +177,780 +48%
FSIM
11
F-Squared Investment Management
Massachusetts
$22.7M +$3.75M +78,458 +19%
DWM
12
Destination Wealth Management
California
$15.6M -$118K -2,470 -0.7%
BFA
13
Beaumont Financial Advisors
Massachusetts
$14.3M -$37.6M -785,342 -72%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$14.2M +$3.66M +76,582 +34%
Morgan Stanley
15
Morgan Stanley
New York
$13.9M -$19.6K -410 -0.1%
AI
16
Atria Investments
North Carolina
$13.9M +$2.49M +52,024 +21%
Fidelity Investments
17
Fidelity Investments
Massachusetts
$12.5M -$9.87M -206,250 -44%
SAM
18
Shamrock Asset Management
Texas
$12.3M +$12.6M +262,674 New
LIA
19
LBMC Investment Advisors
Tennessee
$11.6M -$337K -7,050 -3%
Bank of America
20
Bank of America
North Carolina
$10.8M -$6.63M -138,686 -38%
PFS
21
Prospera Financial Services
Texas
$9.5M +$9.63M +201,382 New
HP
22
HT Partners
Connecticut
$9.13M +$3.67M +76,772 +65%
PVH
23
Psagot Value Holdings
Israel
$8.9M -$3.09M -64,592 -25%
Wells Fargo
24
Wells Fargo
California
$7.79M -$1.8M -37,630 -18%
LPL Financial
25
LPL Financial
California
$7.49M +$272K +5,682 +4%

IDU Hedge Fund Activity: Q3 2013 in Review

101 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares US Utilities ETF (IDU) for Q3 2013, worth a combined $842M — up 44% from $586M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new IDU positions and 14 closed out — a net gain of 1 holder — while 39 added to existing stakes and 33 trimmed.

The largest buyer was Ameriprise, adding an estimated $50.6M. The largest seller was Beaumont Financial Advisors, cutting an estimated $37.6M.

  • 101 institutional investors held iShares US Utilities ETF (IDU) as of Q3 2013, down from 102 in Q2 2013.
  • Funds reported $842M of iShares US Utilities ETF stock for Q3 2013, up 44% quarter-over-quarter.
  • 15 funds opened new iShares US Utilities ETF positions in Q3 2013 and 14 closed out, a net change of +1 holder.
  • The largest iShares US Utilities ETF buyer in Q3 2013 was Ameriprise, an estimated $50.6M added.
  • The largest iShares US Utilities ETF seller in Q3 2013 was Beaumont Financial Advisors, an estimated $37.6M sold.

Based on aggregated 13F filings for Q3 2013.