BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$21.9K	Sell	672 -28	-4%	-$958	0.01%	812
2026 Q2	$25.3K	Hold	700	–	–	﹤0.01%	1184
2026 Q1	$20.4K	Hold	700	–	–	﹤0.01%	1302
2025 Q4	$19.9K	Hold	700	–	–	﹤0.01%	1331
2025 Q3	$19.5K	Hold	700	–	–	﹤0.01%	1270
2025 Q2	$17.7K	Hold	700	–	–	﹤0.01%	1271
2025 Q1	$16.4K	Hold	700	–	–	﹤0.01%	1313
2024 Q4	$18.1K	Hold	700	–	–	﹤0.01%	1211
2024 Q3	$18K	Buy	+700	New	+$17.4K	﹤0.01%	1294

Other funds holding SCHA

Empower Advisory Group Greenwood Village, Colorado $42.4B AUM 11.51% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $113B AUM 26.61% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $192B AUM 13.66% 1-Year Est. Return

Creative Planning Overland Park, Kansas $179B AUM 16.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

Advisory Alpha Holland, Michigan $4.17B AUM 13.41% 1-Year Est. Return

Cerity Partners New York $87.3B AUM 22.01% 1-Year Est. Return

Mariner Overland Park, Kansas $100B AUM 26.06% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s SCHA Position: Q3 2026 in Review

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. reduced its Schwab U.S Small- Cap ETF (SCHA) stake by 4% in Q3 2026, selling an estimated $958 and leaving 672 shares worth $21.9K. The position accounts for 0.01% of the portfolio, ranked #812.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. first reported a position in SCHA in Q3 2024 and has held it in 9 quarters since. The position peaked at $25.3K in Q2 2026. 1,220 funds tracked by Wall St. Rank hold SCHA as of Q3 2026.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. held 672 shares of Schwab U.S Small- Cap ETF worth $21.9K as of Q3 2026.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. sold 28 Schwab U.S Small- Cap ETF shares in Q3 2026, an estimated $958.
Schwab U.S Small- Cap ETF made up 0.01% of BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s portfolio in Q3 2026, its #812 holding.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. first reported a position in Schwab U.S Small- Cap ETF in Q3 2024 and has held it in 9 quarters since.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s Schwab U.S Small- Cap ETF position peaked at $25.3K in Q2 2026.
1,220 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q3 2026.

Based on BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s 13F filing for Q3 2026, filed 13 Nov 2026.