BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.’s FT Vest US Equity Moderate Buffer ETF August GAUG Stock Holding History

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.’s Portfolio GAUG Stock Details GAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$658K	Sell	15,897 -36	-0.2%	-$1.46K	0.09%	219
2026 Q1	$617K	Sell	15,933 -64	-0.4%	-$2.52K	0.08%	225
2025 Q4	$628K	Buy	15,997 +15,209	+1,930%	+$591K	0.08%	228
2025 Q3	$30.4K	Hold	788	–	–	﹤0.01%	1109
2025 Q2	$29.2K	Sell	788 -13,687	-95%	-$482K	﹤0.01%	1092
2025 Q1	$503K	Buy	14,475 +13,687	+1,737%	+$485K	0.08%	225
2024 Q4	$27.8K	Sell	788 -13,687	-95%	-$481K	﹤0.01%	1072
2024 Q3	$503K	Buy	+14,475	New	+$493K	0.08%	238

Other funds holding GAUG

Arax Advisory Partners Denver, Colorado $15.1B AUM 27.93% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

MAM

Milestone Asset Management Pittsburgh, Pennsylvania $631M AUM 19.94% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Americana Partners Houston, Texas $4.67B AUM 26.97% 1-Year Est. Return

Schulz Wealth Mansfield, Texas $213M AUM

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s GAUG Position: Q2 2026 in Review

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. reduced its FT Vest US Equity Moderate Buffer ETF August (GAUG) stake by 0.23% in Q2 2026, selling an estimated $1.46K and leaving 15,897 shares worth $658K. The position accounts for 0.09% of the portfolio, ranked #219.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. first reported a position in GAUG in Q3 2024 and has held it in 8 quarters since. 104 funds tracked by Wall St. Rank hold GAUG as of Q2 2026.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. held 15,897 shares of FT Vest US Equity Moderate Buffer ETF August worth $658K as of Q2 2026.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. sold 36 FT Vest US Equity Moderate Buffer ETF August shares in Q2 2026, an estimated $1.46K.
FT Vest US Equity Moderate Buffer ETF August made up 0.09% of BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s portfolio in Q2 2026, its #219 holding.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. first reported a position in FT Vest US Equity Moderate Buffer ETF August in Q3 2024 and has held it in 8 quarters since.
104 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF August as of Q2 2026.

Based on BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s 13F filing for Q2 2026, filed 30 Oct 2026.