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XS

XML Securities Portfolio holdings

AUM $80.6M
This Fund
S&P 500
This Quarter Est. Return
+3.77%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$77.7M
AUM Growth
–
Cap. Flow
+$76.9M
Cap. Flow %
98.94%
Top 10 Hldgs %
47.84%
Holding
78
New
78
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$6.22M
2
AIVI icon
WisdomTree International AI Enhanced Value Fund
AIVI
+$5.53M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$4.47M
4
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$3.92M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$3.77M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 3.04%
2 Communication Services 2.17%
3 Financials 1.66%
4 Consumer Staples 1.43%
5 Industrials 1.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
26
iShares S&P 100 ETF
OEF
$19.8B
$904K 1.16%
+7,626
New +$880K
OLED icon
27
Universal Display
OLED
$3.71B
$734K 0.94%
+4,250
New +$678K
META icon
28
Meta Platforms (Facebook)
META
$1.51T
$731K 0.94%
+4,141
New +$732K
ARKK icon
29
ARK Innovation ETF
ARKK
$5.89B
$726K 0.93%
+19,593
New +$705K
RPG icon
30
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$712K 0.92%
+33,970
New +$705K
RSP icon
31
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$711K 0.91%
+7,040
New +$691K
JPC icon
32
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$561K 0.72%
+54,293
New +$568K
SPY icon
33
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$557K 0.72%
+2,088
New +$543K
JPI
34
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$529K 0.68%
+21,367
New +$537K
GOOGL icon
35
Alphabet (Google) Class A
GOOGL
$3.91T
$524K 0.67%
+9,940
New +$513K
PMM
36
Franklin Managed Municipal Income Trust
PMM
$275M
$518K 0.67%
+69,939
New +$523K
TOWN icon
37
Towne Bank
TOWN
$3.35B
$490K 0.63%
+15,948
New +$532K
AMZN icon
38
Amazon
AMZN
$2.5T
$460K 0.59%
+7,860
New +$432K
ABBV icon
39
AbbVie
ABBV
$458B
$439K 0.56%
+4,539
New +$428K
DFP
40
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
$436K 0.56%
+16,384
New +$434K
T icon
41
AT&T
T
$165B
$432K 0.56%
+14,706
New +$402K
SCHZ icon
42
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$426K 0.55%
+16,378
New +$427K
EFA icon
43
iShares MSCI EAFE ETF
EFA
$76.4B
$422K 0.54%
+6,005
New +$418K
XLF icon
44
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$418K 0.54%
+15,000
New +$404K
PG icon
45
Procter & Gamble
PG
$343B
$395K 0.51%
+4,298
New +$387K
LII icon
46
Lennox International
LII
$18.8B
$346K 0.45%
+1,663
New +$324K
RTN
47
DELISTED
Raytheon Company
RTN
$344K 0.44%
+1,833
New +$342K
CAT icon
48
Caterpillar
CAT
$409B
$338K 0.43%
+2,142
New +$297K
USMV icon
49
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$330K 0.42%
+6,259
New +$325K
V icon
50
Visa
V
$677B
$324K 0.42%
+2,840
New +$314K
1
2
3 4

Similar funds

BSCP
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FMA
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DCM
Delpha Capital Management New York $72.9M AUM
GC
Gratry & Company Beachwood, Ohio $72.2M AUM 19.87% 1-Year Est. Return
T
Tahithromos New York $71.9M AUM 0.24% 1-Year Est. Return
OPWM
Oak Point Wealth Management Portage, Michigan $98M AUM
SCM
Stonerise Capital Management San Francisco, California $62.6M AUM 1.3% 1-Year Est. Return
MSTVIM
Messner & Smith Theme Value Investment Management San Diego, California $60.3M AUM 16.8% 1-Year Est. Return

XML Securities's Q4 2017 Portfolio in Review

Q4 2017 is the first quarter with a 13F filing on record for XML Securities, which disclosed 78 positions worth $77.7M. Its ten largest holdings account for 48% of the portfolio.

Its largest position is Schwab US Large-Cap Growth ETF: 723,720 shares worth $6.4M.

By sector, the portfolio is most concentrated in Technology at 3% of assets, followed by Communication Services and Financials.

  • XML Securities's largest Q4 2017 buy was Schwab US Large-Cap Growth ETF: 723,720 shares worth $6.4M.
  • XML Securities's ten largest holdings make up 48% of its $77.7M portfolio in Q4 2017.
  • XML Securities disclosed 78 positions in Q4 2017, its first 13F filing on record.

Based on XML Securities's 13F filing for Q4 2017, filed 24 May 2018.