Wintrust Investments’s iShares MSCI USA Small-Cap Min Vol Factor ETF SMMV Stock Holding History

Wintrust Investments’s Portfolio SMMV Stock Details SMMV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-8,300	Closed	-$243K	–	326
2020 Q3	$243K	Sell	8,300 -7,000	-46%	-$209K	0.03%	294
2020 Q2	$444K	Sell	15,300 -2,250	-13%	-$62.8K	0.06%	214
2020 Q1	$454K	Sell	17,550 -1,000	-5%	-$32.7K	0.07%	180
2019 Q4	$658K	Buy	18,550 +12,600	+212%	+$438K	0.09%	171
2019 Q3	$204K	Buy	+5,950	New	+$203K	0.03%	345

Other funds holding SMMV

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HBK Sorce Advisory Erie, Pennsylvania $4.9B AUM 16.64% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Leelyn Smith Geneva, Illinois $713M AUM 17.46% 1-Year Est. Return

Mercer Global Advisors

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return