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Whipplewood Advisors Portfolio holdings

AUM $149M
1-Year Est. Return 13.01%
This Fund
S&P 500
This Quarter Est. Return
+6.46%
1 Year Est. Return
+13.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$30M
Cap. Flow
-$38.8M
Cap. Flow %
-25.52%
Top 10 Hldgs %
28.12%
Holding
1,209
New
7
Increased
62
Reduced
161
Closed
916

Top Buys

Rank Stock Value
1
TAFI icon
AB Tax-Aware Short Duration Municipal ETF
TAFI
+$2.03M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$1.51M
3
BXSL icon
Blackstone Secured Lending
BXSL
+$875K
4
ARCC icon
Ares Capital
ARCC
+$703K
5
GBDC icon
Golub Capital BDC
GBDC
+$544K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.11M
2
NVDA icon
NVIDIA
NVDA
+$1.94M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.76M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.39M
5
AMZN icon
Amazon
AMZN
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Financials 5.38%
3 Consumer Discretionary 5.11%
4 Energy 2.18%
5 Communication Services 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BJUL icon
201
Innovator US Equity Buffer ETF July
BJUL
$353M
$46.4K 0.03%
935
– –
ORI icon
202
Old Republic International
ORI
$10.5B
$45.3K 0.03%
1,066
-65
-6% -$2.51K
PFD
203
Flaherty & Crumrine Preferred and Income Fund
PFD
$147M
$44.9K 0.03%
3,732
-88
-2% -$1.02K
TGT icon
204
Target
TGT
$67.3B
$44.9K 0.03%
500
-116
-19% -$11.4K
CGGE
205
Capital Group Global Equity ETF
CGGE
$3.04B
$44.6K 0.03%
1,450
– –
LUMN icon
206
Lumen
LUMN
$6.91B
$44K 0.03%
7,182
-5,000
-41% -$24K
NOCT icon
207
Innovator Growth-100 Power Buffer ETF October
NOCT
$229M
$42.6K 0.03%
750
– –
AEM icon
208
Agnico Eagle Mines
AEM
$76.3B
$42.1K 0.03%
250
– –
FDN icon
209
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
$42K 0.03%
150
– –
PSX icon
210
Phillips 66
PSX
$82.5B
$40.8K 0.03%
300
-101
-25% -$12.9K
PJUL icon
211
Innovator US Equity Power Buffer ETF July
PJUL
$1.27B
$40.7K 0.03%
893
– –
HD icon
212
Home Depot
HD
$347B
$40.5K 0.03%
100
-141
-59% -$55.4K
BP icon
213
BP
BP
$109B
$39.6K 0.03%
1,150
-1,738
-60% -$58.2K
ITT icon
214
ITT
ITT
$18.3B
$39K 0.03%
218
-21
-9% -$3.52K
XLE icon
215
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$38.4K 0.03%
860
– –
PG icon
216
Procter & Gamble
PG
$345B
$38.4K 0.03%
250
-485
-66% -$75.7K
CLS icon
217
Celestica
CLS
$42.7B
$37K 0.02%
150
– –
PDEC icon
218
Innovator US Equity Power Buffer ETF December
PDEC
$995M
$36.6K 0.02%
870
– –
APLD icon
219
Applied Digital
APLD
$9B
$35.6K 0.02%
1,550
– –
EFG icon
220
iShares MSCI EAFE Growth ETF
EFG
$17B
$34.7K 0.02%
305
– –
VTV icon
221
Vanguard Morningstar Value ETF
VTV
$191B
$34.5K 0.02%
185
-6,185
-97% -$1.12M
PSCT icon
222
Invesco S&P SmallCap Information Technology ETF
PSCT
$533M
$31.8K 0.02%
600
– –
ACN icon
223
Accenture
ACN
$104B
$31.6K 0.02%
128
-96
-43% -$25K
COLD icon
224
Americold
COLD
$4.04B
$30.6K 0.02%
2,500
-23
-0.9% -$343
CVS icon
225
CVS Health
CVS
$133B
$30.2K 0.02%
400
-209
-34% -$14.3K
7 8
9
10 11

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Whipplewood Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Whipplewood Advisors held 1,209 positions worth $152M, down 16% from $182M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Whipplewood Advisors withdrew a net $38.8M in Q3 2025, closing 916 positions and reducing 161 holdings. Its most notable exit was Applovin, an estimated $1.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 9.4% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Whipplewood Advisors opened a new position in AB Tax-Aware Short Duration Municipal ETF worth $2.04M.

  • Whipplewood Advisors's largest Q3 2025 buy was AB Tax-Aware Short Duration Municipal ETF: 80,556 shares worth $2.04M.
  • Whipplewood Advisors added most to Janus Henderson AAA CLO ETF in Q3 2025, an estimated $1.51M increase.
  • Whipplewood Advisors's biggest Q3 2025 reduction was Microsoft, cutting an estimated $2.11M.
  • Whipplewood Advisors fully exited Applovin in Q3 2025, selling an estimated $1.05M.
  • Whipplewood Advisors's ten largest holdings make up 28% of its $152M portfolio in Q3 2025.
  • Whipplewood Advisors opened 7 new positions and closed 916 in Q3 2025.
  • Whipplewood Advisors's portfolio value fell 16% quarter-over-quarter to $152M.

Based on Whipplewood Advisors's 13F filing for Q3 2025, filed 6 Nov 2025.