We are live on ! Find out more
WA

Whipplewood Advisors Portfolio holdings

AUM $149M
1-Year Est. Return 13.01%
This Fund
S&P 500
This Quarter Est. Return
+6.46%
1 Year Est. Return
+13.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$30M
Cap. Flow
-$38.8M
Cap. Flow %
-25.52%
Top 10 Hldgs %
28.12%
Holding
1,209
New
7
Increased
62
Reduced
161
Closed
916

Top Buys

Rank Stock Value
1
TAFI icon
AB Tax-Aware Short Duration Municipal ETF
TAFI
+$2.03M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$1.51M
3
BXSL icon
Blackstone Secured Lending
BXSL
+$875K
4
ARCC icon
Ares Capital
ARCC
+$703K
5
GBDC icon
Golub Capital BDC
GBDC
+$544K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.11M
2
NVDA icon
NVIDIA
NVDA
+$1.94M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.76M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.39M
5
AMZN icon
Amazon
AMZN
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Financials 5.38%
3 Consumer Discretionary 5.11%
4 Energy 2.18%
5 Communication Services 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIGH icon
176
Simplify Enhanced Income ETF
HIGH
$71.9M
$67.2K 0.04%
2,909
-3,626
-55% -$85K
BUFQ icon
177
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.54B
$65.5K 0.04%
1,879
-10
-0.5% -$340
XYL icon
178
Xylem
XYL
$28.5B
$64.3K 0.04%
436
-14
-3% -$1.94K
BJAN icon
179
Innovator US Equity Buffer ETF January
BJAN
$347M
$62.6K 0.04%
1,180
– –
VOX icon
180
Vanguard Communication Services ETF
VOX
$5.83B
$62K 0.04%
330
– –
YSEP icon
181
FT Vest International Equity Buffer ETF September
YSEP
$122M
$61.5K 0.04%
2,411
+144
+6% +$3.57K
NFLX icon
182
Netflix
NFLX
$306B
$59.9K 0.04%
500
-4,750
-90% -$580K
NFEB
183
Innovator Growth-100 Power Buffer ETF - February
NFEB
$83.9M
$59K 0.04%
2,170
– –
JNJ icon
184
Johnson & Johnson
JNJ
$614B
$58.4K 0.04%
315
-1,482
-82% -$254K
PFG icon
185
Principal Financial Group
PFG
$24.7B
$58K 0.04%
700
– –
BMY icon
186
Bristol-Myers Squibb
BMY
$135B
$57.1K 0.04%
1,267
-224
-15% -$10.5K
TSM icon
187
TSMC
TSM
$2.16T
$55.9K 0.04%
200
-3,066
-94% -$750K
NVO
188
Novo Nordisk
NVO
$196B
$55.5K 0.04%
1,000
-3,257
-77% -$191K
SAP icon
189
SAP
SAP
$226B
$54K 0.04%
202
-525
-72% -$148K
CSCO icon
190
Cisco
CSCO
$480B
$53.3K 0.04%
779
-2,353
-75% -$160K
EOCT icon
191
Innovator Emerging Markets Power Buffer ETF October
EOCT
$106M
$51.8K 0.03%
1,667
+104
+7% +$3.04K
MCI
192
Barings Corporate Investors
MCI
$335M
$51.2K 0.03%
2,464
-149
-6% -$3.16K
BRK.B icon
193
Berkshire Hathaway Class B
BRK.B
$1.12T
$50.3K 0.03%
100
-159
-61% -$77K
IBM icon
194
IBM
IBM
$222B
$49.4K 0.03%
175
-137
-44% -$35.9K
ARKF icon
195
ARK Blockchain & Fintech Innovation ETF
ARKF
$752M
$48.8K 0.03%
859
– –
KEY icon
196
KeyCorp
KEY
$24.8B
$48.6K 0.03%
2,600
– –
T icon
197
AT&T
T
$160B
$47.7K 0.03%
1,690
-1,487
-47% -$42.2K
SEIQ icon
198
SEI QiM U.S. Large Cap Quality Active ETF
SEIQ
$701M
$47.6K 0.03%
1,230
-4,258
-78% -$161K
EJAN icon
199
Innovator Emerging Markets Power Buffer ETF January
EJAN
$147M
$47.3K 0.03%
1,424
– –
CGGR icon
200
Capital Group Growth ETF
CGGR
$25.1B
$46.8K 0.03%
1,065
+261
+32% +$11K
6 7
8
9 10

Similar funds

FFS
Flavin Financial Services Melbourne, Florida $149M AUM 14.79% 1-Year Est. Return
KCM
KM Capital Management Austin, Texas $149M AUM 18.7% 1-Year Est. Return
GCA
Gallagher Capital Advisors Argyle, Texas $148M AUM 20.92% 1-Year Est. Return
DAC
Dutch Asset Corp Selkirk, New York $149M AUM
RCM
Rockbridge Capital Management Alexandria, Virginia $149M AUM 1.06% 1-Year Est. Return
AWA
Authentikos Wealth Advisory Morgan Hill, California $148M AUM 9.86% 1-Year Est. Return
AWF
Alpha Wealth Funds Park City, Utah $149M AUM 10.03% 1-Year Est. Return
MM
MQS Management New York $148M AUM 0.73% 1-Year Est. Return

Whipplewood Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Whipplewood Advisors held 1,209 positions worth $152M, down 16% from $182M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Whipplewood Advisors withdrew a net $38.8M in Q3 2025, closing 916 positions and reducing 161 holdings. Its most notable exit was Applovin, an estimated $1.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 9.4% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Whipplewood Advisors opened a new position in AB Tax-Aware Short Duration Municipal ETF worth $2.04M.

  • Whipplewood Advisors's largest Q3 2025 buy was AB Tax-Aware Short Duration Municipal ETF: 80,556 shares worth $2.04M.
  • Whipplewood Advisors added most to Janus Henderson AAA CLO ETF in Q3 2025, an estimated $1.51M increase.
  • Whipplewood Advisors's biggest Q3 2025 reduction was Microsoft, cutting an estimated $2.11M.
  • Whipplewood Advisors fully exited Applovin in Q3 2025, selling an estimated $1.05M.
  • Whipplewood Advisors's ten largest holdings make up 28% of its $152M portfolio in Q3 2025.
  • Whipplewood Advisors opened 7 new positions and closed 916 in Q3 2025.
  • Whipplewood Advisors's portfolio value fell 16% quarter-over-quarter to $152M.

Based on Whipplewood Advisors's 13F filing for Q3 2025, filed 6 Nov 2025.