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Whipplewood Advisors Portfolio holdings

AUM $149M
1-Year Est. Return 13.01%
This Fund
S&P 500
This Quarter Est. Return
+6.46%
1 Year Est. Return
+13.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$30M
Cap. Flow
-$38.8M
Cap. Flow %
-25.52%
Top 10 Hldgs %
28.12%
Holding
1,209
New
7
Increased
62
Reduced
161
Closed
916

Top Buys

Rank Stock Value
1
TAFI icon
AB Tax-Aware Short Duration Municipal ETF
TAFI
+$2.03M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$1.51M
3
BXSL icon
Blackstone Secured Lending
BXSL
+$875K
4
ARCC icon
Ares Capital
ARCC
+$703K
5
GBDC icon
Golub Capital BDC
GBDC
+$544K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.11M
2
NVDA icon
NVIDIA
NVDA
+$1.94M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.76M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.39M
5
AMZN icon
Amazon
AMZN
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Financials 5.38%
3 Consumer Discretionary 5.11%
4 Energy 2.18%
5 Communication Services 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPIX icon
101
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$5.1B
$302K 0.2%
5,786
-1,747
-23% -$88.7K
TFC icon
102
Truist Financial
TFC
$64.3B
$302K 0.2%
6,609
-131
-2% -$5.91K
DIS icon
103
Walt Disney
DIS
$170B
$293K 0.19%
2,563
-794
-24% -$93.5K
HTGC icon
104
Hercules Capital
HTGC
$3.16B
$290K 0.19%
+15,318
New +$294K
VOO icon
105
Vanguard S&P 500 ETF
VOO
$1.01T
$285K 0.19%
466
-8
-2% -$4.72K
KYN icon
106
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$284K 0.19%
22,966
– –
RDVY icon
107
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$276K 0.18%
4,107
– –
HELO icon
108
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.7B
$263K 0.17%
4,040
– –
USB icon
109
US Bancorp
USB
$100B
$258K 0.17%
5,335
-1,820
-25% -$86.1K
VFL
110
DELISTED
abrdn National Municipal Income Fund
VFL
$255K 0.17%
24,873
+673
+3% +$6.57K
MGNR icon
111
American Beacon GLG Natural Resources ETF
MGNR
$868M
$252K 0.17%
6,225
– –
JIRE icon
112
JPMorgan International Research Enhanced Equity ETF
JIRE
$11.4B
$245K 0.16%
3,337
-8
-0.2% -$574
MTN icon
113
Vail Resorts
MTN
$5.33B
$239K 0.16%
1,600
– –
SPFF icon
114
Global X SuperIncome Preferred ETF
SPFF
$142M
$236K 0.16%
25,552
+1,375
+6% +$12.7K
ORCL icon
115
Oracle
ORCL
$420B
$228K 0.15%
810
-339
-30% -$86.3K
CRSP icon
116
CRISPR Therapeutics
CRSP
$5.23B
$220K 0.14%
3,392
-745
-18% -$42.8K
ARKG icon
117
ARK Genomic Revolution ETF
ARKG
$1.64B
$217K 0.14%
7,804
-711
-8% -$18K
ADBE icon
118
Adobe
ADBE
$102B
$210K 0.14%
595
-167
-22% -$59.9K
XOM icon
119
ExxonMobil
XOM
$638B
$198K 0.13%
1,760
-527
-23% -$58.6K
MO icon
120
Altria Group
MO
$114B
$198K 0.13%
3,000
-2,449
-45% -$155K
O icon
121
Realty Income
O
$58.7B
$198K 0.13%
3,252
-218
-6% -$12.7K
SDVY icon
122
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.9B
$194K 0.13%
5,105
-3,263
-39% -$121K
BXMT icon
123
Blackstone Mortgage Trust
BXMT
$2.43B
$190K 0.12%
10,304
-128
-1% -$2.47K
ABBV icon
124
AbbVie
ABBV
$431B
$189K 0.12%
817
-281
-26% -$57.2K
VONG icon
125
Vanguard Russell 1000 Growth ETF
VONG
$44.9B
$188K 0.12%
1,558
– –
3 4
5
6 7

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GCA
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RCM
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AWA
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AWF
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Whipplewood Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Whipplewood Advisors held 1,209 positions worth $152M, down 16% from $182M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Whipplewood Advisors withdrew a net $38.8M in Q3 2025, closing 916 positions and reducing 161 holdings. Its most notable exit was Applovin, an estimated $1.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 9.4% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Whipplewood Advisors opened a new position in AB Tax-Aware Short Duration Municipal ETF worth $2.04M.

  • Whipplewood Advisors's largest Q3 2025 buy was AB Tax-Aware Short Duration Municipal ETF: 80,556 shares worth $2.04M.
  • Whipplewood Advisors added most to Janus Henderson AAA CLO ETF in Q3 2025, an estimated $1.51M increase.
  • Whipplewood Advisors's biggest Q3 2025 reduction was Microsoft, cutting an estimated $2.11M.
  • Whipplewood Advisors fully exited Applovin in Q3 2025, selling an estimated $1.05M.
  • Whipplewood Advisors's ten largest holdings make up 28% of its $152M portfolio in Q3 2025.
  • Whipplewood Advisors opened 7 new positions and closed 916 in Q3 2025.
  • Whipplewood Advisors's portfolio value fell 16% quarter-over-quarter to $152M.

Based on Whipplewood Advisors's 13F filing for Q3 2025, filed 6 Nov 2025.