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Whipplewood Advisors Portfolio holdings

AUM $149M
1-Year Est. Return 13.01%
This Fund
S&P 500
This Quarter Est. Return
+6.46%
1 Year Est. Return
+13.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$30M
Cap. Flow
-$38.8M
Cap. Flow %
-25.52%
Top 10 Hldgs %
28.12%
Holding
1,209
New
7
Increased
62
Reduced
161
Closed
916

Top Buys

Rank Stock Value
1
TAFI icon
AB Tax-Aware Short Duration Municipal ETF
TAFI
+$2.03M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$1.51M
3
BXSL icon
Blackstone Secured Lending
BXSL
+$875K
4
ARCC icon
Ares Capital
ARCC
+$703K
5
GBDC icon
Golub Capital BDC
GBDC
+$544K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.11M
2
NVDA icon
NVIDIA
NVDA
+$1.94M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.76M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.39M
5
AMZN icon
Amazon
AMZN
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Financials 5.38%
3 Consumer Discretionary 5.11%
4 Energy 2.18%
5 Communication Services 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTGX icon
951
Protagonist Therapeutics
PTGX
$9.4B
– –
-22
Closed -$1.22K
PUK icon
952
Prudential
PUK
$34.7B
– –
-1,469
Closed -$36.8K
PVH icon
953
PVH
PVH
$3.99B
– –
-27
Closed -$1.85K
PWR icon
954
Quanta Services
PWR
$100B
– –
-31
Closed -$11.7K
PYPL icon
955
PayPal
PYPL
$51.1B
– –
-205
Closed -$15.2K
PZC
956
DELISTED
PIMCO California Municipal Income Fund III
PZC
– –
-27,190
Closed -$169K
QGEN icon
957
Qiagen
QGEN
$8.61B
– –
-30
Closed -$1.44K
QSR icon
958
Restaurant Brands International
QSR
$25.3B
– –
-57
Closed -$3.78K
R icon
959
Ryder
R
$10.1B
– –
-41
Closed -$6.52K
RACE icon
960
Ferrari
RACE
$71.6B
– –
-780
Closed -$383K
RBA icon
961
RB Global
RBA
$17.2B
– –
-456
Closed -$48.4K
RBLX icon
962
Roblox
RBLX
$25.7B
– –
-325
Closed -$34.2K
RCI icon
963
Rogers Communications
RCI
$18.7B
– –
-12
Closed -$356
RCL icon
964
Royal Caribbean
RCL
$85.7B
– –
-92
Closed -$28.8K
RDN icon
965
Radian Group
RDN
$4.82B
– –
-17
Closed -$612
RELX icon
966
RELX
RELX
$62.4B
– –
-1,719
Closed -$93.4K
REXR icon
967
Rexford Industrial Realty
REXR
$8.14B
– –
-8
Closed -$285
REZI icon
968
Resideo Technologies
REZI
$3.95B
– –
-91
Closed -$2.01K
RF icon
969
Regions Financial
RF
$26.8B
– –
-226
Closed -$5.32K
RGA icon
970
Reinsurance Group of America
RGA
$15.5B
– –
-444
Closed -$88.1K
RGLD icon
971
Royal Gold
RGLD
$18.5B
– –
-55
Closed -$9.78K
RHI icon
972
Robert Half
RHI
$4.16B
– –
-46
Closed -$1.89K
RIO icon
973
Rio Tinto
RIO
$162B
– –
-844
Closed -$49.2K
RITM icon
974
Rithm Capital
RITM
$5.55B
– –
-126
Closed -$1.42K
RIVN icon
975
Rivian
RIVN
$22.3B
– –
-375
Closed -$5.15K
37 38
39
40 41

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DAC
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RCM
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AWA
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AWF
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MM
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OCM
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Whipplewood Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Whipplewood Advisors held 1,209 positions worth $152M, down 16% from $182M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Whipplewood Advisors withdrew a net $38.8M in Q3 2025, closing 916 positions and reducing 161 holdings. Its most notable exit was Applovin, an estimated $1.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 9.4% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Whipplewood Advisors opened a new position in AB Tax-Aware Short Duration Municipal ETF worth $2.04M.

  • Whipplewood Advisors's largest Q3 2025 buy was AB Tax-Aware Short Duration Municipal ETF: 80,556 shares worth $2.04M.
  • Whipplewood Advisors added most to Janus Henderson AAA CLO ETF in Q3 2025, an estimated $1.51M increase.
  • Whipplewood Advisors's biggest Q3 2025 reduction was Microsoft, cutting an estimated $2.11M.
  • Whipplewood Advisors fully exited Applovin in Q3 2025, selling an estimated $1.05M.
  • Whipplewood Advisors's ten largest holdings make up 28% of its $152M portfolio in Q3 2025.
  • Whipplewood Advisors opened 7 new positions and closed 916 in Q3 2025.
  • Whipplewood Advisors's portfolio value fell 16% quarter-over-quarter to $152M.

Based on Whipplewood Advisors's 13F filing for Q3 2025, filed 6 Nov 2025.