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Whipplewood Advisors Portfolio holdings

AUM $149M
1-Year Est. Return 13.01%
This Fund
S&P 500
This Quarter Est. Return
+6.46%
1 Year Est. Return
+13.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$30M
Cap. Flow
-$38.8M
Cap. Flow %
-25.52%
Top 10 Hldgs %
28.12%
Holding
1,209
New
7
Increased
62
Reduced
161
Closed
916

Top Buys

Rank Stock Value
1
TAFI icon
AB Tax-Aware Short Duration Municipal ETF
TAFI
+$2.03M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$1.51M
3
BXSL icon
Blackstone Secured Lending
BXSL
+$875K
4
ARCC icon
Ares Capital
ARCC
+$703K
5
GBDC icon
Golub Capital BDC
GBDC
+$544K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.11M
2
NVDA icon
NVIDIA
NVDA
+$1.94M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.76M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.39M
5
AMZN icon
Amazon
AMZN
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Financials 5.38%
3 Consumer Discretionary 5.11%
4 Energy 2.18%
5 Communication Services 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLOP
876
Net Lease Office Properties
NLOP
$173M
– –
-8
Closed -$260
NLY icon
877
Annaly Capital Management
NLY
$17.1B
– –
-26
Closed -$489
NMFC icon
878
New Mountain Finance
NMFC
$723M
– –
-118
Closed -$1.25K
NOG icon
879
Northern Oil and Gas
NOG
$2.21B
– –
-35
Closed -$992
NOV icon
880
NOV
NOV
$7.09B
– –
-55
Closed -$684
NOW icon
881
ServiceNow
NOW
$121B
– –
-1,065
Closed -$219K
NRG icon
882
NRG Energy
NRG
$25.1B
– –
-402
Closed -$64.6K
NSC icon
883
Norfolk Southern
NSC
$76.9B
– –
-27
Closed -$6.91K
NSSC icon
884
Napco Security Technologies
NSSC
$1.46B
– –
-108
Closed -$3.21K
NTAP icon
885
NetApp
NTAP
$37.6B
– –
-167
Closed -$17.8K
NTCT icon
886
NETSCOUT
NTCT
$2.92B
– –
-31
Closed -$769
NTNX icon
887
Nutanix
NTNX
$16.3B
– –
-15
Closed -$1.15K
NTRA icon
888
Natera
NTRA
$38B
– –
-669
Closed -$113K
NU icon
889
Nu Holdings
NU
$68.2B
– –
-6,223
Closed -$85.4K
NUE icon
890
Nucor
NUE
$61.9B
– –
-14
Closed -$1.81K
NUVL
891
DELISTED
Nuvalent
NUVL
– –
-6
Closed -$458
NVR icon
892
NVR
NVR
$16.9B
– –
-1
Closed -$7.39K
NVS icon
893
Novartis
NVS
$293B
– –
-1,579
Closed -$191K
NVT icon
894
nVent Electric
NVT
$26.4B
– –
-64
Closed -$4.69K
NWG icon
895
NatWest
NWG
$75.8B
– –
-2,586
Closed -$36.6K
NWN icon
896
Northwest Natural Holdings
NWN
$2.14B
– –
-15
Closed -$596
NWSA icon
897
News Corp Class A
NWSA
$16.1B
– –
-65
Closed -$1.93K
NXPI icon
898
NXP Semiconductors
NXPI
$58.4B
– –
-9
Closed -$1.97K
NXRT
899
NexPoint Residential Trust
NXRT
$636M
– –
-60
Closed -$2K
NXST icon
900
Nexstar Media Group
NXST
$5.74B
– –
-45
Closed -$7.78K
34 35
36
37 38

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DAC
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AWA
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Whipplewood Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Whipplewood Advisors held 1,209 positions worth $152M, down 16% from $182M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Whipplewood Advisors withdrew a net $38.8M in Q3 2025, closing 916 positions and reducing 161 holdings. Its most notable exit was Applovin, an estimated $1.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 9.4% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Whipplewood Advisors opened a new position in AB Tax-Aware Short Duration Municipal ETF worth $2.04M.

  • Whipplewood Advisors's largest Q3 2025 buy was AB Tax-Aware Short Duration Municipal ETF: 80,556 shares worth $2.04M.
  • Whipplewood Advisors added most to Janus Henderson AAA CLO ETF in Q3 2025, an estimated $1.51M increase.
  • Whipplewood Advisors's biggest Q3 2025 reduction was Microsoft, cutting an estimated $2.11M.
  • Whipplewood Advisors fully exited Applovin in Q3 2025, selling an estimated $1.05M.
  • Whipplewood Advisors's ten largest holdings make up 28% of its $152M portfolio in Q3 2025.
  • Whipplewood Advisors opened 7 new positions and closed 916 in Q3 2025.
  • Whipplewood Advisors's portfolio value fell 16% quarter-over-quarter to $152M.

Based on Whipplewood Advisors's 13F filing for Q3 2025, filed 6 Nov 2025.