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Whipplewood Advisors Portfolio holdings

AUM $149M
1-Year Est. Return 13.01%
This Fund
S&P 500
This Quarter Est. Return
-2.38%
1 Year Est. Return
+13.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$193M
AUM Growth
+$37.1M
Cap. Flow
+$42.8M
Cap. Flow %
22.22%
Top 10 Hldgs %
32.64%
Holding
1,100
New
597
Increased
324
Reduced
72
Closed
35

Top Buys

Rank Stock Value
1
NPFE
NPF Core Equity ETF
NPFE
+$11M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.54M
3
JPLD icon
JPMorgan Limited Duration Bond ETF
JPLD
+$7.88M
4
ARES icon
Ares Management
ARES
+$802K
5
NVDA icon
NVIDIA
NVDA
+$732K

Top Sells

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$1.05M
2
VT icon
Vanguard Total World Stock ETF
VT
+$913K
3
OWL icon
Blue Owl Capital
OWL
+$488K
4
TRIN icon
Trinity Capital Inc.
TRIN
+$415K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$410K

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Technology 6.22%
3 Consumer Discretionary 4.11%
4 Energy 2.39%
5 Communication Services 1.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVN
51
Eaton Vance Municipal Income Trust
EVN
$415M
$979K 0.51%
94,081
+1,301
+1% +$14.1K
FRTY icon
52
Alger Mid Cap 40 ETF
FRTY
$148M
$971K 0.5%
49,827
– –
EFAX icon
53
State Street SPDR MSCI EAFE Fossil Fuel Reserves Free ETF
EFAX
$509M
$956K 0.5%
19,201
-669
-3% -$34.8K
PHK
54
PIMCO High Income Fund
PHK
$876M
$953K 0.49%
205,862
-987
-0.5% -$4.77K
PFN
55
PIMCO Income Strategy Fund II
PFN
$698M
$939K 0.49%
136,256
+2,339
+2% +$16.9K
JPST icon
56
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$936K 0.49%
18,494
+227
+1% +$11.5K
AMZN icon
57
Amazon
AMZN
$2.99T
$916K 0.48%
4,397
+1,352
+44% +$298K
GPIX icon
58
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$5.06B
$913K 0.47%
18,247
+3,320
+22% +$173K
NVG icon
59
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$900K 0.47%
72,954
-1,835
-2% -$23.6K
HTGC icon
60
Hercules Capital
HTGC
$3.15B
$872K 0.45%
59,045
+23,491
+66% +$384K
VKQ icon
61
Invesco Municipal Trust
VKQ
$539M
$845K 0.44%
88,727
-1,119
-1% -$10.9K
NEA icon
62
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.38B
$834K 0.43%
74,281
-612
-0.8% -$7.12K
QQQ icon
63
Invesco QQQ Trust
QQQ
$477B
$833K 0.43%
1,443
-30
-2% -$18.2K
MGNR icon
64
American Beacon GLG Natural Resources ETF
MGNR
$859M
$832K 0.43%
16,130
-1,082
-6% -$54.4K
SPLV icon
65
Invesco S&P 500 Low Volatility ETF
SPLV
$7.14B
$826K 0.43%
11,296
-14
-0.1% -$1.04K
BAB icon
66
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$802K 0.42%
29,733
+178
+0.6% +$4.85K
MGC icon
67
Vanguard Morningstar Mega Cap ETF
MGC
$10.2B
$786K 0.41%
3,327
+47
+1% +$11.7K
JULH icon
68
Innovator Premium Income 20 Barrier ETF July
JULH
$16.3M
$773K 0.4%
31,301
+1,331
+4% +$33.3K
APRH icon
69
Innovator Premium Income 20 Barrier ETF April
APRH
$25.1M
$772K 0.4%
31,480
+1,144
+4% +$28.4K
GBAB
70
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$385M
$766K 0.4%
52,806
-15
-0% -$226
JANH icon
71
Innovator Premium Income 20 Barrier ETF January
JANH
$13.7M
$757K 0.39%
31,563
+1,175
+4% +$28.9K
OCTH icon
72
Innovator Premium Income 20 Barrier ETF October
OCTH
$18.1M
$752K 0.39%
32,034
+391
+1% +$9.38K
TSI
73
TCW Strategic Income Fund
TSI
$213M
$744K 0.39%
165,778
+4,344
+3% +$20.6K
MMD
74
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
$725K 0.38%
48,812
-960
-2% -$14.7K
SBI
75
Western Asset Intermediate Muni Fund
SBI
$107M
$706K 0.37%
91,874
+787
+0.9% +$6.17K
1 2
3
4 5

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Whipplewood Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Whipplewood Advisors held 1,100 positions worth $193M, up 24% from $156M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Whipplewood Advisors deployed $42.8M of net new capital in Q1 2026, opening 597 new positions and adding to 324 existing holdings. Its largest new stake was NPF Core Equity ETF: 449,083 shares worth $10.9M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 6.8% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Total World Stock ETF, an estimated $913K trimmed.

  • Whipplewood Advisors's largest Q1 2026 buy was NPF Core Equity ETF: 449,083 shares worth $10.9M.
  • Whipplewood Advisors added most to Janus Henderson AAA CLO ETF in Q1 2026, an estimated $9.54M increase.
  • Whipplewood Advisors's biggest Q1 2026 reduction was Vanguard Total World Stock ETF, cutting an estimated $913K.
  • Whipplewood Advisors fully exited Blue Owl Capital in Q1 2026, selling an estimated $1.05M.
  • Whipplewood Advisors's ten largest holdings make up 33% of its $193M portfolio in Q1 2026.
  • Whipplewood Advisors opened 597 new positions and closed 35 in Q1 2026.
  • Whipplewood Advisors's portfolio value rose 24% quarter-over-quarter to $193M.

Based on Whipplewood Advisors's 13F filing for Q1 2026, filed 30 Apr 2026.