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Whipplewood Advisors Portfolio holdings

AUM $149M
1-Year Est. Return 13.01%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+13.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$156M
AUM Growth
+$3.6M
Cap. Flow
+$3.09M
Cap. Flow %
1.99%
Top 10 Hldgs %
27.5%
Holding
509
New
216
Increased
119
Reduced
60
Closed
6

Top Buys

Rank Stock Value
1
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$1.2M
2
WEA
Western Asset Premier Bond Fund
WEA
+$1.03M
3
ARCC icon
Ares Capital
ARCC
+$794K
4
OWL icon
Blue Owl Capital
OWL
+$655K
5
RDVI icon
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
+$484K

Top Sells

Rank Stock Value
1
EIC
Eagle Point Income Co
EIC
+$1.9M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.37M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$567K
4
MFIC icon
MidCap Financial Investment
MFIC
+$498K
5
HEEM icon
iShares Currency Hedged MSCI Emerging Markets
HEEM
+$492K

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.11%
3 Consumer Discretionary 5.1%
4 Energy 2.1%
5 Communication Services 1.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAX icon
51
State Street SPDR MSCI EAFE Fossil Fuel Reserves Free ETF
EFAX
$506M
$1M 0.64%
19,870
-427
-2% -$21.2K
EVN
52
Eaton Vance Municipal Income Trust
EVN
$414M
$998K 0.64%
92,780
-827
-0.9% -$9.06K
IGI
53
Western Asset Investment Grade Defined Opportunity Trust
IGI
$93.9M
$993K 0.64%
60,188
+414
+0.7% +$6.85K
CGDV icon
54
Capital Group Dividend Value ETF
CGDV
$38.1B
$959K 0.62%
21,970
+11,200
+104% +$481K
NVG icon
55
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$947K 0.61%
74,789
+350
+0.5% +$4.39K
JPST icon
56
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$924K 0.59%
18,267
-408
-2% -$20.7K
QQQ icon
57
Invesco QQQ Trust
QQQ
$469B
$905K 0.58%
1,473
-11
-0.7% -$6.75K
NEA icon
58
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$871K 0.56%
74,893
-302
-0.4% -$3.48K
VKQ icon
59
Invesco Municipal Trust
VKQ
$537M
$867K 0.56%
89,846
-467
-0.5% -$4.51K
MGC icon
60
Vanguard Morningstar Mega Cap ETF
MGC
$10.1B
$824K 0.53%
3,280
-98
-3% -$24.4K
SPLV icon
61
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$808K 0.52%
11,310
+559
+5% +$40.2K
BAB icon
62
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$804K 0.52%
29,555
-183
-0.6% -$5K
TSI
63
TCW Strategic Income Fund
TSI
$212M
$797K 0.51%
161,434
+1,866
+1% +$9.19K
GPIX icon
64
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$5.04B
$788K 0.51%
14,927
+9,141
+158% +$479K
GBAB
65
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$788K 0.51%
52,821
+61
+0.1% +$938
MGNR icon
66
American Beacon GLG Natural Resources ETF
MGNR
$846M
$759K 0.49%
17,212
+10,987
+176% +$460K
OCTH icon
67
Innovator Premium Income 20 Barrier ETF October
OCTH
$18.1M
$758K 0.49%
31,643
+815
+3% +$19.6K
APRH icon
68
Innovator Premium Income 20 Barrier ETF April
APRH
$25.1M
$750K 0.48%
30,336
+508
+2% +$12.7K
JANH icon
69
Innovator Premium Income 20 Barrier ETF January
JANH
$13.7M
$749K 0.48%
30,388
+555
+2% +$13.8K
JULH icon
70
Innovator Premium Income 20 Barrier ETF July
JULH
$16.3M
$747K 0.48%
29,970
+179
+0.6% +$4.51K
MMD
71
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
$740K 0.48%
49,772
+201
+0.4% +$3.02K
VGM icon
72
Invesco Trust Investment Grade Municipals
VGM
$549M
$738K 0.47%
71,160
-340
-0.5% -$3.47K
AMZN icon
73
Amazon
AMZN
$3.06T
$703K 0.45%
3,045
+125
+4% +$28.6K
SBI
74
Western Asset Intermediate Muni Fund
SBI
$107M
$700K 0.45%
91,087
+1,663
+2% +$13K
EPRF icon
75
Innovator S&P Investment Grade Preferred ETF
EPRF
$68.6M
$699K 0.45%
39,733
+1,933
+5% +$34.6K
1 2
3
4 5

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Whipplewood Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Whipplewood Advisors held 509 positions worth $156M, up 2.4% from $152M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Whipplewood Advisors's Q4 2025 filing shows 216 new, 119 increased, 60 reduced and 6 closed positions. Its largest new stake was Blue Owl Capital: 41,903 shares worth $626K. The largest sale was Eagle Point Income Co, an estimated $1.9M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 5.4% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Whipplewood Advisors's largest Q4 2025 buy was Blue Owl Capital: 41,903 shares worth $626K.
  • Whipplewood Advisors added most to BlackRock Corporate High Yield Fund in Q4 2025, an estimated $1.2M increase.
  • Whipplewood Advisors's biggest Q4 2025 reduction was Eagle Point Income Co, cutting an estimated $1.9M.
  • Whipplewood Advisors fully exited FS KKR Capital in Q4 2025, selling an estimated $490K.
  • Whipplewood Advisors's ten largest holdings make up 27% of its $156M portfolio in Q4 2025.
  • Whipplewood Advisors opened 216 new positions and closed 6 in Q4 2025.
  • Whipplewood Advisors's portfolio value rose 2.4% quarter-over-quarter to $156M.

Based on Whipplewood Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.