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Whipplewood Advisors Portfolio holdings

AUM $149M
1-Year Est. Return 13.01%
This Fund
S&P 500
This Quarter Est. Return
+6.46%
1 Year Est. Return
+13.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$30M
Cap. Flow
-$38.8M
Cap. Flow %
-25.52%
Top 10 Hldgs %
28.12%
Holding
1,209
New
7
Increased
62
Reduced
161
Closed
916

Top Buys

Rank Stock Value
1
TAFI icon
AB Tax-Aware Short Duration Municipal ETF
TAFI
+$2.03M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$1.51M
3
BXSL icon
Blackstone Secured Lending
BXSL
+$875K
4
ARCC icon
Ares Capital
ARCC
+$703K
5
GBDC icon
Golub Capital BDC
GBDC
+$544K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.11M
2
NVDA icon
NVIDIA
NVDA
+$1.94M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.76M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.39M
5
AMZN icon
Amazon
AMZN
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Financials 5.38%
3 Consumer Discretionary 5.11%
4 Energy 2.18%
5 Communication Services 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QFLR icon
51
Innovator Nasdaq-100 Managed Floor ETF
QFLR
$534M
$960K 0.63%
28,945
-1,469
-5% -$46.3K
OBDC icon
52
Blue Owl Capital
OBDC
$5.46B
$955K 0.63%
74,805
+6,626
+10% +$94.3K
GOOGL icon
53
Alphabet (Google) Class A
GOOGL
$4.6T
$949K 0.62%
3,905
-1,178
-23% -$247K
JPST icon
54
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$947K 0.62%
18,675
-311
-2% -$15.7K
NVG icon
55
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$915K 0.6%
74,439
+4,978
+7% +$59.2K
QQQ icon
56
Invesco QQQ Trust
QQQ
$480B
$891K 0.59%
1,484
-55
-4% -$31.5K
VKQ icon
57
Invesco Municipal Trust
VKQ
$539M
$872K 0.57%
90,313
+7,674
+9% +$70.9K
NEA icon
58
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.38B
$856K 0.56%
75,195
+3,550
+5% +$39K
MGC icon
59
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$825K 0.54%
3,378
-71
-2% -$16.6K
GBAB
60
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$385M
$822K 0.54%
52,760
+267
+0.5% +$4.08K
BAB icon
61
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$812K 0.53%
29,738
+255
+0.9% +$6.82K
SPLV icon
62
Invesco S&P 500 Low Volatility ETF
SPLV
$7.19B
$790K 0.52%
10,751
+649
+6% +$47.4K
TSI
63
TCW Strategic Income Fund
TSI
$213M
$785K 0.52%
159,568
+1,302
+0.8% +$6.43K
MMD
64
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
$750K 0.49%
49,571
+1,189
+2% +$17.6K
JULH icon
65
Innovator Premium Income 20 Barrier ETF July
JULH
$16.3M
$746K 0.49%
29,791
+1,407
+5% +$35.3K
OCTH icon
66
Innovator Premium Income 20 Barrier ETF October
OCTH
$18.1M
$741K 0.49%
30,828
+1,058
+4% +$25.5K
APRH icon
67
Innovator Premium Income 20 Barrier ETF April
APRH
$25.1M
$739K 0.49%
29,828
+1,072
+4% +$26.8K
JANH icon
68
Innovator Premium Income 20 Barrier ETF January
JANH
$13.7M
$739K 0.49%
29,833
+818
+3% +$20.4K
VGM icon
69
Invesco Trust Investment Grade Municipals
VGM
$553M
$724K 0.48%
71,500
+6,042
+9% +$58.5K
SBI
70
Western Asset Intermediate Muni Fund
SBI
$107M
$707K 0.47%
89,424
+4,338
+5% +$33.4K
EPRF icon
71
Innovator S&P Investment Grade Preferred ETF
EPRF
$68.6M
$691K 0.45%
37,800
+1,877
+5% +$34.1K
AMZN icon
72
Amazon
AMZN
$2.99T
$641K 0.42%
2,920
-5,086
-64% -$1.15M
NZF icon
73
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$580K 0.38%
46,142
+3,481
+8% +$41.8K
PML
74
PIMCO Municipal Income Fund II
PML
$485M
$578K 0.38%
+73,017
New +$538K
SPGP icon
75
Invesco S&P 500 GARP ETF
SPGP
$2.29B
$557K 0.37%
4,905
-156
-3% -$17.3K
1 2
3
4 5

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Whipplewood Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Whipplewood Advisors held 1,209 positions worth $152M, down 16% from $182M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Whipplewood Advisors withdrew a net $38.8M in Q3 2025, closing 916 positions and reducing 161 holdings. Its most notable exit was Applovin, an estimated $1.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 9.4% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Whipplewood Advisors opened a new position in AB Tax-Aware Short Duration Municipal ETF worth $2.04M.

  • Whipplewood Advisors's largest Q3 2025 buy was AB Tax-Aware Short Duration Municipal ETF: 80,556 shares worth $2.04M.
  • Whipplewood Advisors added most to Janus Henderson AAA CLO ETF in Q3 2025, an estimated $1.51M increase.
  • Whipplewood Advisors's biggest Q3 2025 reduction was Microsoft, cutting an estimated $2.11M.
  • Whipplewood Advisors fully exited Applovin in Q3 2025, selling an estimated $1.05M.
  • Whipplewood Advisors's ten largest holdings make up 28% of its $152M portfolio in Q3 2025.
  • Whipplewood Advisors opened 7 new positions and closed 916 in Q3 2025.
  • Whipplewood Advisors's portfolio value fell 16% quarter-over-quarter to $152M.

Based on Whipplewood Advisors's 13F filing for Q3 2025, filed 6 Nov 2025.