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Whipplewood Advisors Portfolio holdings

AUM $149M
1-Year Est. Return 13.01%
This Fund
S&P 500
This Quarter Est. Return
+6.46%
1 Year Est. Return
+13.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$30M
Cap. Flow
-$38.8M
Cap. Flow %
-25.52%
Top 10 Hldgs %
28.12%
Holding
1,209
New
7
Increased
62
Reduced
161
Closed
916

Top Buys

Rank Stock Value
1
TAFI icon
AB Tax-Aware Short Duration Municipal ETF
TAFI
+$2.03M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$1.51M
3
BXSL icon
Blackstone Secured Lending
BXSL
+$875K
4
ARCC icon
Ares Capital
ARCC
+$703K
5
GBDC icon
Golub Capital BDC
GBDC
+$544K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.11M
2
NVDA icon
NVIDIA
NVDA
+$1.94M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.76M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.39M
5
AMZN icon
Amazon
AMZN
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Financials 5.38%
3 Consumer Discretionary 5.11%
4 Energy 2.18%
5 Communication Services 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALAI icon
26
Alger AI Enablers & Adopters ETF
ALAI
$502M
$1.54M 1.01%
40,976
+1,574
+4% +$52.8K
MSD
27
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$1.52M 1%
206,769
+12,391
+6% +$93.2K
FNDE icon
28
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.73B
$1.5M 0.99%
41,521
-297
-0.7% -$10.2K
ARCC icon
29
Ares Capital
ARCC
$13.8B
$1.49M 0.98%
73,108
+31,640
+76% +$703K
PRF icon
30
Invesco FTSE RAFI US 1000 ETF
PRF
$9.89B
$1.49M 0.98%
32,982
+246
+0.8% +$10.7K
GBDC icon
31
Golub Capital BDC
GBDC
$3.44B
$1.42M 0.94%
104,062
+36,913
+55% +$544K
BXSL icon
32
Blackstone Secured Lending
BXSL
$5.48B
$1.42M 0.93%
54,486
+29,116
+115% +$875K
NIM icon
33
Nuveen Select Maturities Municipal Fund
NIM
$115M
$1.42M 0.93%
153,172
+6,376
+4% +$58.4K
EEMV icon
34
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
$1.38M 0.91%
21,602
+265
+1% +$16.8K
MCD icon
35
McDonald's
MCD
$188B
$1.37M 0.9%
4,497
-266
-6% -$81K
PRFZ icon
36
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.81B
$1.33M 0.87%
29,212
-752
-3% -$32.6K
SCHM icon
37
Schwab US Mid-Cap ETF
SCHM
$14.7B
$1.28M 0.84%
43,208
-1,164
-3% -$33.9K
SDVD icon
38
FT Vest SMID Rising Dividend Achievers Target Income ETF
SDVD
$923M
$1.27M 0.83%
58,647
+1,307
+2% +$27.9K
MOTI icon
39
VanEck Morningstar International Moat ETF
MOTI
$75.3M
$1.17M 0.77%
31,649
+1,461
+5% +$52.7K
FRTY icon
40
Alger Mid Cap 40 ETF
FRTY
$146M
$1.11M 0.73%
49,758
+3,162
+7% +$64.2K
BUFR icon
41
FT Vest Fund of Buffer ETFs
BUFR
$10.2B
$1.08M 0.71%
32,284
+274
+0.9% +$8.94K
MOAT icon
42
VanEck Morningstar Wide Moat ETF
MOAT
$12B
$1.07M 0.71%
10,817
-1,391
-11% -$136K
IIM icon
43
Invesco Value Municipal Income Trust
IIM
$589M
$1.05M 0.69%
83,814
+7,352
+10% +$86.6K
EVN
44
Eaton Vance Municipal Income Trust
EVN
$414M
$1.04M 0.68%
93,607
+3,827
+4% +$40.6K
DSU icon
45
BlackRock Debt Strategies Fund
DSU
$595M
$1.03M 0.68%
96,749
+879
+0.9% +$9.29K
PHK
46
PIMCO High Income Fund
PHK
$873M
$1.02M 0.67%
205,264
+613
+0.3% +$3K
PFN
47
PIMCO Income Strategy Fund II
PFN
$699M
$1.01M 0.66%
132,859
+161
+0.1% +$1.21K
VKI icon
48
Invesco Advantage Municipal Income Trust II
VKI
$394M
$1.01M 0.66%
114,779
+5,968
+5% +$50.2K
EFAX icon
49
State Street SPDR MSCI EAFE Fossil Fuel Reserves Free ETF
EFAX
$506M
$1M 0.66%
20,297
+807
+4% +$38.7K
IGI
50
Western Asset Investment Grade Defined Opportunity Trust
IGI
$93.9M
$998K 0.66%
59,774
+260
+0.4% +$4.32K
1
2
3 4 5

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Whipplewood Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Whipplewood Advisors held 1,209 positions worth $152M, down 16% from $182M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Whipplewood Advisors withdrew a net $38.8M in Q3 2025, closing 916 positions and reducing 161 holdings. Its most notable exit was Applovin, an estimated $1.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 9.4% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Whipplewood Advisors opened a new position in AB Tax-Aware Short Duration Municipal ETF worth $2.04M.

  • Whipplewood Advisors's largest Q3 2025 buy was AB Tax-Aware Short Duration Municipal ETF: 80,556 shares worth $2.04M.
  • Whipplewood Advisors added most to Janus Henderson AAA CLO ETF in Q3 2025, an estimated $1.51M increase.
  • Whipplewood Advisors's biggest Q3 2025 reduction was Microsoft, cutting an estimated $2.11M.
  • Whipplewood Advisors fully exited Applovin in Q3 2025, selling an estimated $1.05M.
  • Whipplewood Advisors's ten largest holdings make up 28% of its $152M portfolio in Q3 2025.
  • Whipplewood Advisors opened 7 new positions and closed 916 in Q3 2025.
  • Whipplewood Advisors's portfolio value fell 16% quarter-over-quarter to $152M.

Based on Whipplewood Advisors's 13F filing for Q3 2025, filed 6 Nov 2025.