We are live on ! Find out more
WA

Whipplewood Advisors Portfolio holdings

AUM $149M
1-Year Est. Return 13.01%
This Fund
S&P 500
This Quarter Est. Return
+6.46%
1 Year Est. Return
+13.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$30M
Cap. Flow
-$38.8M
Cap. Flow %
-25.52%
Top 10 Hldgs %
28.12%
Holding
1,209
New
7
Increased
62
Reduced
161
Closed
916

Top Buys

Rank Stock Value
1
TAFI icon
AB Tax-Aware Short Duration Municipal ETF
TAFI
+$2.03M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$1.51M
3
BXSL icon
Blackstone Secured Lending
BXSL
+$875K
4
ARCC icon
Ares Capital
ARCC
+$703K
5
GBDC icon
Golub Capital BDC
GBDC
+$544K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.11M
2
NVDA icon
NVIDIA
NVDA
+$1.94M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.76M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.39M
5
AMZN icon
Amazon
AMZN
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Financials 5.38%
3 Consumer Discretionary 5.11%
4 Energy 2.18%
5 Communication Services 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
251
Vanguard Morningstar Large-Cap ETF
VV
$54B
$16.3K 0.01%
53
– –
SCHE icon
252
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$16.1K 0.01%
482
-445
-48% -$14K
CMCSA icon
253
Comcast
CMCSA
$89.3B
$16K 0.01%
510
-636
-55% -$21.3K
RYLD icon
254
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
$15.8K 0.01%
1,053
– –
GPIQ icon
255
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$5.2B
$15.7K 0.01%
300
– –
CAH icon
256
Cardinal Health
CAH
$55.7B
$15.7K 0.01%
100
-150
-60% -$23.2K
SCHX icon
257
Schwab US Large- Cap ETF
SCHX
$73.9B
$15.4K 0.01%
585
-24,198
-98% -$614K
CION icon
258
CION Investment
CION
$362M
$13.8K 0.01%
1,461
-50,784
-97% -$513K
LHX icon
259
L3Harris
LHX
$53.9B
$13.4K 0.01%
44
-17
-28% -$4.65K
PAYX icon
260
Paychex
PAYX
$42.7B
$13.3K 0.01%
105
-188
-64% -$26.1K
GSBD icon
261
Goldman Sachs BDC
GSBD
$1.02B
$12.8K 0.01%
1,259
-41,316
-97% -$470K
SCHA icon
262
Schwab U.S Small- Cap ETF
SCHA
$22.8B
$12.3K 0.01%
442
-9,756
-96% -$261K
KJUL icon
263
Innovator US Small Cap Power Buffer ETF July
KJUL
$217M
$12.2K 0.01%
393
– –
BRO icon
264
Brown & Brown
BRO
$23.8B
$9.38K 0.01%
100
-7
-7% -$682
LLY icon
265
Eli Lilly
LLY
$1.06T
$9.16K 0.01%
12
-313
-96% -$233K
COP icon
266
ConocoPhillips
COP
$142B
$8.99K 0.01%
95
-461
-83% -$43.6K
PKST
267
DELISTED
Peakstone Realty Trust
PKST
$8.91K 0.01%
679
– –
PAUG icon
268
Innovator US Equity Power Buffer ETF August
PAUG
$864M
$8.75K 0.01%
206
– –
CIBR icon
269
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.1B
$8.66K 0.01%
114
– –
SEIE
270
SEI Select International Equity ETF
SEIE
$1.21B
$8.14K 0.01%
+267
New +$7.95K
WBD icon
271
Warner Bros
WBD
$66.2B
$7.97K 0.01%
408
-151
-27% -$2.06K
ABT icon
272
Abbott
ABT
$187B
$7.77K 0.01%
58
-583
-91% -$76.5K
SEIS
273
SEI Select Small Cap ETF
SEIS
$588M
$7.71K 0.01%
276
+139
+101% +$3.73K
ASTS icon
274
AST SpaceMobile
ASTS
$20.1B
$7.36K ﹤0.01%
150
– –
CROX icon
275
Crocs
CROX
$6.43B
$6.27K ﹤0.01%
75
-5
-6% -$456
9 10
11
12 13

Similar funds

FFS
Flavin Financial Services Melbourne, Florida $149M AUM 14.79% 1-Year Est. Return
KCM
KM Capital Management Austin, Texas $149M AUM 18.7% 1-Year Est. Return
DAC
Dutch Asset Corp Selkirk, New York $149M AUM
RCM
Rockbridge Capital Management Alexandria, Virginia $149M AUM 1.06% 1-Year Est. Return
AWA
Authentikos Wealth Advisory Morgan Hill, California $148M AUM 9.86% 1-Year Est. Return
AWF
Alpha Wealth Funds Park City, Utah $149M AUM 10.03% 1-Year Est. Return
MM
MQS Management New York $148M AUM 0.73% 1-Year Est. Return
OCM
Orleans Capital Management Mandeville, Louisiana $148M AUM 24.31% 1-Year Est. Return

Whipplewood Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Whipplewood Advisors held 1,209 positions worth $152M, down 16% from $182M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Whipplewood Advisors withdrew a net $38.8M in Q3 2025, closing 916 positions and reducing 161 holdings. Its most notable exit was Applovin, an estimated $1.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 9.4% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Whipplewood Advisors opened a new position in AB Tax-Aware Short Duration Municipal ETF worth $2.04M.

  • Whipplewood Advisors's largest Q3 2025 buy was AB Tax-Aware Short Duration Municipal ETF: 80,556 shares worth $2.04M.
  • Whipplewood Advisors added most to Janus Henderson AAA CLO ETF in Q3 2025, an estimated $1.51M increase.
  • Whipplewood Advisors's biggest Q3 2025 reduction was Microsoft, cutting an estimated $2.11M.
  • Whipplewood Advisors fully exited Applovin in Q3 2025, selling an estimated $1.05M.
  • Whipplewood Advisors's ten largest holdings make up 28% of its $152M portfolio in Q3 2025.
  • Whipplewood Advisors opened 7 new positions and closed 916 in Q3 2025.
  • Whipplewood Advisors's portfolio value fell 16% quarter-over-quarter to $152M.

Based on Whipplewood Advisors's 13F filing for Q3 2025, filed 6 Nov 2025.