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Whipplewood Advisors Portfolio holdings

AUM $149M
1-Year Est. Return 13.01%
This Fund
S&P 500
This Quarter Est. Return
+6.46%
1 Year Est. Return
+13.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$30M
Cap. Flow
-$38.8M
Cap. Flow %
-25.52%
Top 10 Hldgs %
28.12%
Holding
1,209
New
7
Increased
62
Reduced
161
Closed
916

Top Buys

Rank Stock Value
1
TAFI icon
AB Tax-Aware Short Duration Municipal ETF
TAFI
+$2.03M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$1.51M
3
BXSL icon
Blackstone Secured Lending
BXSL
+$875K
4
ARCC icon
Ares Capital
ARCC
+$703K
5
GBDC icon
Golub Capital BDC
GBDC
+$544K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.11M
2
NVDA icon
NVIDIA
NVDA
+$1.94M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.76M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.39M
5
AMZN icon
Amazon
AMZN
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Financials 5.38%
3 Consumer Discretionary 5.11%
4 Energy 2.18%
5 Communication Services 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVB icon
226
AvalonBay Communities
AVB
$26.8B
$29.7K 0.02%
154
-9
-6% -$1.75K
AXON
227
Axon Enterprise
AXON
$42.1B
$28.7K 0.02%
40
-1
-2% -$759
MDT icon
228
Medtronic
MDT
$110B
$28.6K 0.02%
300
-1,152
-79% -$106K
MDLZ icon
229
Mondelez International
MDLZ
$80.3B
$28.5K 0.02%
457
-946
-67% -$61K
OXY icon
230
Occidental Petroleum
OXY
$55.6B
$28.4K 0.02%
600
-53
-8% -$2.4K
SEIV icon
231
SEI QiM U.S. Large Cap Value Active ETF
SEIV
$1.49B
$28.2K 0.02%
724
-7,803
-92% -$290K
OCSL icon
232
Oaktree Specialty Lending
OCSL
$1.12B
$27.7K 0.02%
2,123
-71,093
-97% -$979K
NTLA icon
233
Intellia Therapeutics
NTLA
$1.55B
$27.6K 0.02%
1,600
-1,850
-54% -$22.8K
EDV icon
234
Vanguard World Funds Extended Duration ETF
EDV
$3.25B
$27K 0.02%
395
-57
-13% -$3.76K
NJAN icon
235
Innovator Growth-100 Power Buffer ETF January
NJAN
$356M
$26.3K 0.02%
495
– –
AWK icon
236
American Water Works
AWK
$26.8B
$25.9K 0.02%
186
-52
-22% -$7.35K
ASML icon
237
ASML
ASML
$658B
$24.2K 0.02%
25
-153
-86% -$120K
CGIE icon
238
Capital Group International Equity ETF
CGIE
$2.43B
$22.9K 0.02%
680
– –
STWD icon
239
Starwood Property Trust
STWD
$5.89B
$22.1K 0.01%
1,142
– –
PEP icon
240
PepsiCo
PEP
$189B
$21.1K 0.01%
150
-222
-60% -$31.7K
METV icon
241
Roundhill Ball Metaverse ETF
METV
$217M
$20.6K 0.01%
1,000
– –
BJUN icon
242
Innovator US Equity Buffer ETF June
BJUN
$320M
$20.4K 0.01%
446
-2,509
-85% -$112K
FAST icon
243
Fastenal
FAST
$58.1B
$19.6K 0.01%
400
-830
-67% -$39.2K
QS icon
244
QuantumScape Corp
QS
$3.41B
$19.6K 0.01%
1,590
-42
-3% -$410
SEIM icon
245
SEI QiM U.S. Large Cap Momentum Active ETF
SEIM
$1.45B
$18.7K 0.01%
411
-6,698
-94% -$291K
COMP icon
246
Compass
COMP
$9.25B
$18.3K 0.01%
2,280
– –
OC icon
247
Owens Corning
OC
$12.2B
$17.7K 0.01%
125
-64
-34% -$9.39K
DGRO icon
248
iShares Core Dividend Growth ETF
DGRO
$43.4B
$17K 0.01%
249
– –
WFC icon
249
Wells Fargo
WFC
$266B
$16.8K 0.01%
200
-598
-75% -$48.5K
GLW icon
250
Corning
GLW
$136B
$16.4K 0.01%
200
-62
-24% -$4.05K
8 9
10
11 12

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OCM
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Whipplewood Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Whipplewood Advisors held 1,209 positions worth $152M, down 16% from $182M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Whipplewood Advisors withdrew a net $38.8M in Q3 2025, closing 916 positions and reducing 161 holdings. Its most notable exit was Applovin, an estimated $1.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 9.4% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Whipplewood Advisors opened a new position in AB Tax-Aware Short Duration Municipal ETF worth $2.04M.

  • Whipplewood Advisors's largest Q3 2025 buy was AB Tax-Aware Short Duration Municipal ETF: 80,556 shares worth $2.04M.
  • Whipplewood Advisors added most to Janus Henderson AAA CLO ETF in Q3 2025, an estimated $1.51M increase.
  • Whipplewood Advisors's biggest Q3 2025 reduction was Microsoft, cutting an estimated $2.11M.
  • Whipplewood Advisors fully exited Applovin in Q3 2025, selling an estimated $1.05M.
  • Whipplewood Advisors's ten largest holdings make up 28% of its $152M portfolio in Q3 2025.
  • Whipplewood Advisors opened 7 new positions and closed 916 in Q3 2025.
  • Whipplewood Advisors's portfolio value fell 16% quarter-over-quarter to $152M.

Based on Whipplewood Advisors's 13F filing for Q3 2025, filed 6 Nov 2025.