WFG Advisors’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

WFG Advisors’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-500	Closed	-$13K	–	1842
2015 Q1	$13K	Sell	500 -500	-50%	-$12.9K	﹤0.01%	1133
2014 Q4	$26K	Sell	1,000 -1,025	-51%	-$26.1K	0.01%	1137
2014 Q3	$51K	Hold	2,025	–	–	0.01%	914
2014 Q2	$51K	Hold	2,025	–	–	0.01%	912
2014 Q1	$52K	Hold	2,025	–	–	0.01%	903
2013 Q4	$50K	Hold	2,025	–	–	0.01%	1007
2013 Q3	$50K	Hold	2,025	–	–	0.01%	931
2013 Q2	$50K	Buy	+2,025	New	+$51.3K	0.01%	885

Other funds holding HSBC.PRA

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Conning Inc Hartford, Connecticut $3.01B AUM 16.23% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WFG Advisors's HSBC.PRA Position: Q2 2015 in Review

WFG Advisors sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q2 2015, closing a stake of 500 shares — an estimated $13K sold.

WFG Advisors first reported a position in HSBC.PRA in Q2 2013 and held it in 8 quarters. The position peaked at $52K in Q1 2014. 93 funds tracked by Wall St. Rank hold HSBC.PRA as of Q2 2015.

WFG Advisors reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q2 2015 after selling out during the quarter.
WFG Advisors sold 500 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q2 2015, an estimated $13K.
WFG Advisors first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2013 and held it in 8 quarters.
WFG Advisors's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $52K in Q1 2014.
93 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q2 2015.

Based on WFG Advisors's 13F filing for Q2 2015, filed 13 Aug 2015.