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WI

Western Investment Portfolio holdings

AUM $23.2M
This Fund
S&P 500
This Quarter Est. Return
+0.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$23.2M
AUM Growth
-$208K
Cap. Flow
-$548K
Cap. Flow %
-2.36%
Top 10 Hldgs %
85.08%
Holding
36
New
7
Increased
9
Reduced
3
Closed
9

Top Buys

1
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$1.84M
2
NXZ
NUVEEN DIV ADV MUNI FD-2
NXZ
+$1.16M
3
TIPT icon
Tiptree Inc
TIPT
+$808K
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$542K
5
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$407K

Top Sells

1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$3.11M
2
MVC
MVC Capital, Inc.
MVC
+$1.46M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$638K
4
EOI
Eaton Vance Enhanced Equity Income Fund
EOI
+$355K
5
MYM
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
+$305K

Sector Composition

1 Financials 4.2%
2 Real Estate 2.29%
3 Consumer Discretionary 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVC
1
DELISTED
MVC Capital, Inc.
MVC
$10.7M 46.11%
819,378
-114,200
-12% -$1.46M
JGT
2
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$2.67M 11.5%
254,540
+170,240
+202% +$1.84M
NXZ
3
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$1.17M 5.04%
+90,147
New +$1.16M
BTZ icon
4
BlackRock Credit Allocation Income Trust
BTZ
$953M
$933K 4.02%
71,562
+43,092
+151% +$542K
EWA icon
5
iShares MSCI Australia ETF
EWA
$1.43B
$904K 3.9%
35,786
+10,334
+41% +$248K
TIPT icon
6
Tiptree Inc
TIPT
$667M
$794K 3.42%
+105,124
New +$808K
SPE
7
Special Opportunities Fund
SPE
$145M
$791K 3.41%
46,994
+1,780
+4% +$29.6K
NZF icon
8
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$750K 3.23%
59,024
+31,100
+111% +$386K
NMA
9
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$535K 2.31%
42,783
+10,714
+33% +$133K
CET
10
Central Securities Corp
CET
$1.56B
$501K 2.16%
21,369
+800
+4% +$18.2K
UUP icon
11
Invesco DB US Dollar Index Bullish Fund
UUP
$432M
$398K 1.71%
+18,400
New +$407K
DX
12
Dynex Capital
DX
$2.91B
$309K 1.33%
11,728
+61
+0.5% +$1.63K
FTT
13
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$282K 1.22%
21,900
-8,200
-27% -$105K
GLU
14
Gabelli Utility & Income Trust
GLU
$117M
$241K 1.04%
12,266
– –
ACG
15
DELISTED
AllianceBernstein Income Fund Inc
ACG
$224K 0.97%
+31,811
New +$225K
FUR
16
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$223K 0.96%
+20,000
New +$248K
CSP
17
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$218K 0.94%
+31,448
New +$215K
NMO
18
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$207K 0.89%
16,883
+2,683
+19% +$32.4K
NIE
19
Virtus Equity & Convertible Income Fund
NIE
$735M
$200K 0.86%
10,757
– –
DS
20
DELISTED
Drive Shack Inc.
DS
$191K 0.82%
37,484
– –
FUND
21
Sprott Focus Trust
FUND
$296M
$181K 0.78%
25,470
– –
NQU
22
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$173K 0.75%
13,741
-11,813
-46% -$148K
BSP
23
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$154K 0.66%
+18,986
New +$152K
AOD
24
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$153K 0.66%
19,000
– –
DVM
25
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
$137K 0.59%
10,001
– –
1
2

Similar funds

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PA
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WCM
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EPIM
Echo Point Investment Management W. Conshohocken, Pennsylvania $26.1M AUM
EM
EAC Management New York $18.5M AUM
VC
Vicis Capital New York $30.2M AUM
PGAM
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TCM
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Western Investment's Q3 2013 Portfolio in Review

As of Q3 2013, Western Investment held 36 positions worth $23.2M, down 0.89% from $23.4M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Western Investment's Q3 2013 filing shows 7 new, 9 increased, 3 reduced and 9 closed positions. Its largest new stake was NUVEEN DIV ADV MUNI FD-2: 90,147 shares worth $1.17M. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $3.11M.

By sector, the portfolio is most concentrated in Financials at 4.2% of assets, up from 0.75% a quarter earlier, followed by Real Estate and Consumer Discretionary.

  • Western Investment's largest Q3 2013 buy was NUVEEN DIV ADV MUNI FD-2: 90,147 shares worth $1.17M.
  • Western Investment added most to NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA) in Q3 2013, an estimated $1.84M increase.
  • Western Investment's biggest Q3 2013 reduction was MVC Capital, Inc., cutting an estimated $1.46M.
  • Western Investment fully exited Eaton Vance Risk-Managed Diversified Equity Income Fund in Q3 2013, selling an estimated $3.11M.
  • Western Investment's ten largest holdings make up 85% of its $23.2M portfolio in Q3 2013.
  • Western Investment opened 7 new positions and closed 9 in Q3 2013.
  • Western Investment's portfolio value fell 0.89% quarter-over-quarter to $23.2M.

Based on Western Investment's 13F filing for Q3 2013, filed 14 Nov 2013.