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Vicis Capital Portfolio holdings

AUM $30.2M
This Fund
S&P 500
This Quarter Est. Return
-3.81%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$30.2M
AUM Growth
-$8.97M
Cap. Flow
-$7.51M
Cap. Flow %
-24.87%
Top 10 Hldgs %
100%
Holding
4
New
–
Increased
–
Reduced
–
Closed
3

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
GLOWE
GLOWPOINT INC
GLOWE
+$7.17M
2
CHC
CHINA HYDROELECTRIC CORP SPONSORED ADR RPSTG 3 ORD SHS
CHC
+$328K

Sector Composition

Rank Sector Weight
1 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMBT
1
DELISTED
Ambient Corp
AMBT
$30.2M 100%
13,297,083
– –
CHC
2
DELISTED
CHINA HYDROELECTRIC CORP SPONSORED ADR RPSTG 3 ORD SHS
CHC
– –
-125,000
Closed -$328K
CHC.WS
3
CALL
DELISTED
CHINA HYDROELECTRIC CORP WARRANTS EXP 01/25/2014
CHC.WS
– –
-125,000
Closed -$8K
GLOWE
4
DELISTED
GLOWPOINT INC
GLOWE
– –
-8,942,805
Closed -$7.17M

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JNI
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CFIP
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WI
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RACM
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SOM
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Vicis Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Vicis Capital held 4 positions worth $30.2M, down 23% from $39.2M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Vicis Capital withdrew a net $7.51M in Q3 2013, closing 3 positions. Its most notable exit was GLOWPOINT INC, an estimated $7.17M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0% of assets, down from 0.84% a quarter earlier.

  • Vicis Capital fully exited GLOWPOINT INC in Q3 2013, selling an estimated $7.17M.
  • Vicis Capital's ten largest holdings make up 100% of its $30.2M portfolio in Q3 2013.
  • Vicis Capital opened 0 new positions and closed 3 in Q3 2013.
  • Vicis Capital's portfolio value fell 23% quarter-over-quarter to $30.2M.

Based on Vicis Capital's 13F filing for Q3 2013, filed 14 Nov 2013.