Westchester Capital Management (New York)’s ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD RBS.PRT Stock Holding History

Westchester Capital Management (New York)’s Portfolio RBS.PRT Stock Details RBS.PRT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-44,844	Closed	-$1.08M	–	168
2013 Q4	$1.08M	Hold	44,844	–	–	0.02%	135
2013 Q3	$1.05M	Hold	44,844	–	–	0.02%	109
2013 Q2	$1.07M	Buy	+44,844	New	+$1.11M	0.02%	119

Other funds holding RBS.PRT

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Flaherty & Crumrine Pasadena, California $19.8M AUM 3.53% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $98.8B AUM 39.77% 1-Year Est. Return

VOAM

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

Qualcomm Inc San Diego, California $32.1M AUM 5.35% 1-Year Est. Return

MCC

Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.76% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Westchester Capital Management (New York)'s RBS.PRT Position: Q1 2014 in Review

Westchester Capital Management (New York) sold out of ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD (RBS.PRT) in Q1 2014, closing a stake of 44,844 shares — an estimated $1.08M sold.

Westchester Capital Management (New York) first reported a position in RBS.PRT in Q2 2013 and held it in 3 quarters. The position peaked at $1.08M in Q4 2013. 47 funds tracked by Wall St. Rank hold RBS.PRT as of Q1 2014.

Westchester Capital Management (New York) reported no remaining ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD position as of Q1 2014 after selling out during the quarter.
Westchester Capital Management (New York) sold 44,844 ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD shares in Q1 2014, an estimated $1.08M.
Westchester Capital Management (New York) first reported a position in ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q2 2013 and held it in 3 quarters.
Westchester Capital Management (New York)'s ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD position peaked at $1.08M in Q4 2013.
47 funds tracked by Wall St. Rank held ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD as of Q1 2014.

Based on Westchester Capital Management (New York)'s 13F filing for Q1 2014, filed 15 May 2014.