Vertex One Asset Management’s ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD RBS.PRT Stock Holding History

Vertex One Asset Management’s Portfolio RBS.PRT Stock Details RBS.PRT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-22,694	Closed	-$564K	–	133
2014 Q4	$564K	Sell	22,694 -320,000	-93%	-$8.13M	0.06%	110
2014 Q3	$8.65M	Sell	342,694 -448,815	-57%	-$11.4M	0.88%	37
2014 Q2	$20M	Sell	791,509 -195,000	-20%	-$4.93M	2.01%	13
2014 Q1	$24.6M	Sell	986,509 -370,000	-27%	-$9.2M	2.93%	9
2013 Q4	$488K	Sell	1,356,509 -373,020	-22%	-$8.98M	0.07%	96
2013 Q3	$40.6M	Sell	1,729,529 -259,300	-13%	-$6M	5.51%	2
2013 Q2	$47.7M	Buy	+1,988,829	New	+$49.2M	8.23%	2

Other funds holding RBS.PRT

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $92.2B AUM 15.8% 1-Year Est. Return

Flaherty & Crumrine Pasadena, California $19.8M AUM 3.53% 1-Year Est. Return

Qualcomm Inc San Diego, California $32.1M AUM 5.35% 1-Year Est. Return

Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return

BlackRock Group London, United Kingdom $209B AUM 15.5% 1-Year Est. Return

Global X Management Company New York $5.62B AUM 10.7% 1-Year Est. Return

GAM Holding Zurich, Switzerland $1.57B AUM 25.73% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return