Vertex One Asset Management’s ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD RBS.PRT Stock Holding History

Vertex One Asset Management’s Portfolio RBS.PRT Stock Details RBS.PRT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-22,694	Closed	-$564K	–	133
2014 Q4	$564K	Sell	22,694 -320,000	-93%	-$8.13M	0.06%	110
2014 Q3	$8.65M	Sell	342,694 -448,815	-57%	-$11.4M	0.88%	37
2014 Q2	$20M	Sell	791,509 -195,000	-20%	-$4.93M	2.01%	13
2014 Q1	$24.6M	Sell	986,509 -370,000	-27%	-$9.2M	2.93%	9
2013 Q4	$488K	Sell	1,356,509 -373,020	-22%	-$8.98M	0.07%	96
2013 Q3	$40.6M	Sell	1,729,529 -259,300	-13%	-$6M	5.51%	2
2013 Q2	$47.7M	Buy	+1,988,829	New	+$49.2M	8.23%	2

Other funds holding RBS.PRT

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $98.8B AUM 15.8% 1-Year Est. Return

Flaherty & Crumrine Pasadena, California $19.8M AUM 3.53% 1-Year Est. Return

Qualcomm Inc San Diego, California $32.1M AUM 5.35% 1-Year Est. Return

MCC

Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

GXMC

Global X Management Company New York $5.62B AUM 10.7% 1-Year Est. Return

GAM Holding Zurich, Switzerland $1.31B AUM 35.17% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Vertex One Asset Management's RBS.PRT Position: Q1 2015 in Review

Vertex One Asset Management sold out of ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD (RBS.PRT) in Q1 2015, closing a stake of 22,694 shares — an estimated $564K sold.

Vertex One Asset Management first reported a position in RBS.PRT in Q2 2013 and held it in 7 quarters. The position peaked at $47.7M in Q2 2013. 51 funds tracked by Wall St. Rank hold RBS.PRT as of Q1 2015.

Vertex One Asset Management reported no remaining ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD position as of Q1 2015 after selling out during the quarter.
Vertex One Asset Management sold 22,694 ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD shares in Q1 2015, an estimated $564K.
Vertex One Asset Management first reported a position in ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q2 2013 and held it in 7 quarters.
Vertex One Asset Management's ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD position peaked at $47.7M in Q2 2013.
51 funds tracked by Wall St. Rank held ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD as of Q1 2015.

Based on Vertex One Asset Management's 13F filing for Q1 2015, filed 13 May 2015.