Westchester Capital Management (New York)’s ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) RBS.PRN Stock Holding History

Westchester Capital Management (New York)’s Portfolio RBS.PRN Stock Details RBS.PRN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-80,700	Closed	-$1.94M	–	176
2014 Q2	$1.94M	Hold	80,700	–	–	0.02%	132
2014 Q1	$1.83M	Hold	80,700	–	–	0.02%	130
2013 Q4	$1.65M	Hold	80,700	–	–	0.02%	130
2013 Q3	$1.68M	Hold	80,700	–	–	0.03%	106
2013 Q2	$1.7M	Buy	+80,700	New	+$1.82M	0.03%	114

Other funds holding RBS.PRN

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

ACI

AB CarVal Investors Minneapolis, Minnesota $35.8M AUM 23.8% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

EJF Capital Arlington, Virginia $142M AUM 23.3% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.42% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

MCC

Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $69.6M AUM 1.92% 1-Year Est. Return

Westchester Capital Management (New York)'s RBS.PRN Position: Q3 2014 in Review

Westchester Capital Management (New York) sold out of ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) (RBS.PRN) in Q3 2014, closing a stake of 80,700 shares — an estimated $1.94M sold.

Westchester Capital Management (New York) first reported a position in RBS.PRN in Q2 2013 and held it in 5 quarters. The position peaked at $1.94M in Q2 2014. 35 funds tracked by Wall St. Rank hold RBS.PRN as of Q3 2014.

Westchester Capital Management (New York) reported no remaining ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) position as of Q3 2014 after selling out during the quarter.
Westchester Capital Management (New York) sold 80,700 ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) shares in Q3 2014, an estimated $1.94M.
Westchester Capital Management (New York) first reported a position in ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) in Q2 2013 and held it in 5 quarters.
Westchester Capital Management (New York)'s ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) position peaked at $1.94M in Q2 2014.
35 funds tracked by Wall St. Rank held ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) as of Q3 2014.

Based on Westchester Capital Management (New York)'s 13F filing for Q3 2014, filed 14 Nov 2014.