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WFC

West Face Capital Portfolio holdings

AUM $16.6M
1-Year Est. Return 18.79%
This Fund
S&P 500
This Quarter Est. Return
+18.55%
1 Year Est. Return
-18.79%
3 Year Est. Return
-10.92%
5 Year Est. Return
-43.95%
10 Year Est. Return
–
AUM
$289M
AUM Growth
-$155M
Cap. Flow
-$199M
Cap. Flow %
-69%
Top 10 Hldgs %
100%
Holding
9
New
–
Increased
1
Reduced
1
Closed
5

Top Buys

Rank Stock Value
1
PHIIK
PHI, Inc. Non-Voting Common Stock
PHIIK
+$644K

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$62.8M
2
TAC icon
TransAlta
TAC
+$51.6M
3
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$46.3M
4
NDZ
NORDION INC COM STK (CDA)
NDZ
+$15.5M
5
PWE
Penn West Energy Petroleum Ltd
PWE
+$13.7M

Sector Composition

Rank Sector Weight
1 Industrials 64.57%
2 Consumer Staples 22.23%
3 Energy 11.16%
4 Communication Services 2.05%
5 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHIIK
1
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
$186M 64.57%
4,942,469
+17,734
+0.4% +$644K
STKL
2
DELISTED
SunOpta
STKL
$64.2M 22.23%
6,600,000
-1,110,200
-14% -$9.82M
FST
3
DELISTED
FOREST OIL CORPORATION
FST
$32.2M 11.16%
5,278,492
– –
TDS icon
4
Telephone and Data Systems
TDS
$3.91B
$5.91M 2.05%
200,000
– –
TAC icon
5
TransAlta
TAC
$4.19B
– –
-3,763,600
Closed -$51.6M
PWE
6
DELISTED
Penn West Energy Petroleum Ltd
PWE
– –
-1,296,300
Closed -$13.7M
ORIG
7
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-269
Closed -$46.3M
TLM
8
DELISTED
TALISMAN ENERGY INC
TLM
– –
-5,490,360
Closed -$62.8M
NDZ
9
DELISTED
NORDION INC COM STK (CDA)
NDZ
– –
-2,099,270
Closed -$15.5M

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West Face Capital's Q3 2013 Portfolio in Review

As of Q3 2013, West Face Capital held 9 positions worth $289M, down 35% from $444M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

West Face Capital withdrew a net $199M in Q3 2013, closing 5 positions and reducing 1 holding. Its most notable exit was TALISMAN ENERGY INC, an estimated $62.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 65% of assets, up from 38% a quarter earlier, followed by Consumer Staples and Energy.

Against the trend, West Face Capital added an estimated $644K to PHI, Inc. Non-Voting Common Stock.

  • West Face Capital added most to PHI, Inc. Non-Voting Common Stock in Q3 2013, an estimated $644K increase.
  • West Face Capital's biggest Q3 2013 reduction was SunOpta, cutting an estimated $9.82M.
  • West Face Capital fully exited TALISMAN ENERGY INC in Q3 2013, selling an estimated $62.8M.
  • West Face Capital's ten largest holdings make up 100% of its $289M portfolio in Q3 2013.
  • West Face Capital opened 0 new positions and closed 5 in Q3 2013.
  • West Face Capital's portfolio value fell 35% quarter-over-quarter to $289M.

Based on West Face Capital's 13F filing for Q3 2013, filed 14 Nov 2013.