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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
-3.31%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$603M
AUM Growth
-$36M
Cap. Flow
-$8.73M
Cap. Flow %
-1.45%
Top 10 Hldgs %
37.97%
Holding
391
New
27
Increased
89
Reduced
109
Closed
43

Top Buys

Rank Stock Value
1
PF
Pinnacle Foods, Inc.
PF
+$2.19M
2
IRDM icon
Iridium Communications
IRDM
+$1.59M
3
TPR icon
Tapestry
TPR
+$1.52M
4
IP icon
International Paper
IP
+$1.42M
5
TRN icon
Trinity Industries
TRN
+$1.32M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$2.27M
2
PNR icon
Pentair
PNR
+$1.8M
3
TUP
Tupperware Brands Corporation
TUP
+$1.46M
4
AVAV icon
AeroVironment
AVAV
+$1.28M
5
POT
Potash Corp Of Saskatchewan
POT
+$1.09M

Sector Composition

Rank Sector Weight
1 Consumer Staples 35.73%
2 Healthcare 10.58%
3 Energy 9.02%
4 Industrials 8.93%
5 Technology 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLSS
176
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$682K 0.11%
32,200
-3,000
-9% -$66.2K
RIG icon
177
Transocean
RIG
$5.82B
$674K 0.11%
21,089
– –
SBGI icon
178
Sinclair Inc
SBGI
$1.03B
$666K 0.11%
25,530
+17,200
+206% +$527K
NFG icon
179
National Fuel Gas
NFG
$7.65B
$665K 0.11%
9,500
-300
-3% -$22K
TXN icon
180
Texas Instruments
TXN
$261B
$662K 0.11%
13,880
– –
GD icon
181
General Dynamics
GD
$106B
$661K 0.11%
5,200
+2,650
+104% +$322K
HON icon
182
Honeywell
HON
$78B
$657K 0.11%
7,854
– –
EPC icon
183
Edgewell Personal Care
EPC
$1.31B
$656K 0.11%
7,181
– –
GLW icon
184
Corning
GLW
$143B
$636K 0.11%
32,860
-4,000
-11% -$83.4K
EFX icon
185
Equifax
EFX
$21.4B
$635K 0.11%
8,500
-4,000
-32% -$305K
DO
186
DELISTED
Diamond Offshore Drilling
DO
$632K 0.1%
18,430
-11,600
-39% -$513K
MAR icon
187
Marriott International
MAR
$92.3B
$625K 0.1%
8,935
+1,450
+19% +$98.2K
CPB icon
188
Campbell Soup
CPB
$6.87B
$622K 0.1%
14,560
– –
MNDT
189
DELISTED
Mandiant, Inc. Common Stock
MNDT
$617K 0.1%
+20,200
New +$669K
YHOO
190
DELISTED
Yahoo Inc
YHOO
$617K 0.1%
15,150
+9,250
+157% +$347K
XPO icon
191
XPO
XPO
$23.7B
$612K 0.1%
46,985
– –
EDU icon
192
New Oriental
EDU
$8.98B
$610K 0.1%
26,300
-34,900
-57% -$778K
ZEP
193
DELISTED
ZEP INC COM STK (DE)
ZEP
$601K 0.1%
42,850
+4,700
+12% +$75K
L icon
194
Loews
L
$23.6B
$592K 0.1%
14,220
-15
-0.1% -$646
CAT icon
195
Caterpillar
CAT
$387B
$590K 0.1%
5,962
+1
+0% +$106
FRC
196
DELISTED
First Republic Bank
FRC
$582K 0.1%
11,785
+6,485
+122% +$318K
QCLN icon
197
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
$572K 0.09%
29,950
-1,650
-5% -$33.1K
POT
198
DELISTED
Potash Corp Of Saskatchewan
POT
$570K 0.09%
16,500
-30,850
-65% -$1.09M
TSLA icon
199
Tesla
TSLA
$1.3T
$558K 0.09%
34,500
– –
ROK icon
200
Rockwell Automation
ROK
$49B
$549K 0.09%
5,000
– –
6 7
8
9 10

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AWA
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FAM
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LCM
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DC
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Wellington Shields Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Wellington Shields Capital Management held 391 positions worth $603M, down 5.6% from $639M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Wellington Shields Capital Management's Q3 2014 filing shows 27 new, 89 increased, 109 reduced and 43 closed positions. Its largest new stake was Pinnacle Foods, Inc.: 69,200 shares worth $2.26M. The largest sale was Crocs, an estimated $2.27M.

By sector, the portfolio is most concentrated in Consumer Staples at 36% of assets, down from 37% a quarter earlier, followed by Healthcare and Energy.

  • Wellington Shields Capital Management's largest Q3 2014 buy was Pinnacle Foods, Inc.: 69,200 shares worth $2.26M.
  • Wellington Shields Capital Management added most to Tapestry in Q3 2014, an estimated $1.52M increase.
  • Wellington Shields Capital Management's biggest Q3 2014 reduction was Pentair, cutting an estimated $1.8M.
  • Wellington Shields Capital Management fully exited Crocs in Q3 2014, selling an estimated $2.27M.
  • Wellington Shields Capital Management's ten largest holdings make up 38% of its $603M portfolio in Q3 2014.
  • Wellington Shields Capital Management opened 27 new positions and closed 43 in Q3 2014.
  • Wellington Shields Capital Management's portfolio value fell 5.6% quarter-over-quarter to $603M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2014, filed 13 Nov 2014.