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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$609M
AUM Growth
-$3.82M
Cap. Flow
-$31.8M
Cap. Flow %
-5.23%
Top 10 Hldgs %
36.56%
Holding
350
New
24
Increased
55
Reduced
155
Closed
29

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$2.36M
2
RRC icon
Range Resources
RRC
+$1.32M
3
OKE icon
Oneok
OKE
+$1.29M
4
BEL
Belmond Ltd.
BEL
+$1.26M
5
TRIP icon
TripAdvisor
TRIP
+$1.18M

Top Sells

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$3.2M
2
TRV icon
Travelers Companies
TRV
+$2.65M
3
DD
Du Pont De Nemours E I
DD
+$2.31M
4
ZBH icon
Zimmer Biomet
ZBH
+$1.99M
5
SBUX icon
Starbucks
SBUX
+$1.72M

Sector Composition

Rank Sector Weight
1 Consumer Staples 32.24%
2 Industrials 10.64%
3 Technology 10.37%
4 Healthcare 9.43%
5 Communication Services 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEQ
226
DELISTED
Enbridge Energy Management Llc
EEQ
$407K 0.07%
29,617
-3
-0% -$39
MCHP icon
227
Microchip Technology
MCHP
$46B
$406K 0.07%
+9,052
New +$379K
CAT icon
228
Caterpillar
CAT
$387B
$399K 0.07%
3,200
-100
-3% -$11.5K
ALLY icon
229
Ally Financial
ALLY
$13.3B
$392K 0.06%
16,176
-139
-0.9% -$3.1K
SHM icon
230
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$389K 0.06%
8,000
– –
BNY
231
Bank of New York Mellon
BNY
$107B
$378K 0.06%
7,130
– –
ING icon
232
ING
ING
$102B
$374K 0.06%
20,330
-875
-4% -$15.8K
MNTA
233
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$372K 0.06%
20,100
– –
D icon
234
Dominion Energy
D
$59.3B
$369K 0.06%
4,800
-500
-9% -$38.9K
AMGN icon
235
Amgen
AMGN
$222B
$368K 0.06%
1,975
-400
-17% -$70.9K
YUMC icon
236
Yum China
YUMC
$16.3B
$364K 0.06%
9,100
-3,100
-25% -$116K
VGK icon
237
Vanguard FTSE Europe ETF
VGK
$31.4B
$363K 0.06%
+6,226
New +$353K
GSK icon
238
GSK
GSK
$106B
$361K 0.06%
7,120
– –
RVTY icon
239
Revvity
RVTY
$12.8B
$359K 0.06%
5,200
– –
SPG icon
240
Simon Property Group
SPG
$72.3B
$356K 0.06%
2,211
– –
AHT
241
Ashford Hospitality Trust
AHT
$21M
$354K 0.06%
54
-2
-4% -$12.3K
TWTR
242
DELISTED
Twitter, Inc.
TWTR
$353K 0.06%
20,900
-2,200
-10% -$38.4K
IDA icon
243
Idacorp
IDA
$8.2B
$352K 0.06%
4,000
– –
XLE icon
244
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$350K 0.06%
10,236
+800
+8% +$26K
NFG icon
245
National Fuel Gas
NFG
$7.65B
$340K 0.06%
6,000
– –
XRAY icon
246
Dentsply Sirona
XRAY
$2.43B
$338K 0.06%
5,650
– –
BKLN icon
247
Invesco Senior Loan ETF
BKLN
$6.81B
$334K 0.05%
14,416
+6
+0% +$139
OMF icon
248
OneMain Financial
OMF
$7.47B
$328K 0.05%
11,640
-14,680
-56% -$393K
XAR icon
249
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
$328K 0.05%
4,105
+25
+0.6% +$1.87K
GILD icon
250
Gilead Sciences
GILD
$165B
$324K 0.05%
4,000
-867
-18% -$66.3K
8 9
10
11 12

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Wellington Shields Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Wellington Shields Capital Management held 350 positions worth $609M, down 0.62% from $613M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Wellington Shields Capital Management withdrew a net $31.8M in Q3 2017, closing 29 positions and reducing 155 holdings. Its most notable exit was Du Pont De Nemours E I, an estimated $2.31M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 32% of assets, up from 32% a quarter earlier, followed by Industrials and Technology.

Against the trend, Wellington Shields Capital Management opened a new position in TripAdvisor worth $1.18M.

  • Wellington Shields Capital Management's largest Q3 2017 buy was TripAdvisor: 29,000 shares worth $1.18M.
  • Wellington Shields Capital Management added most to DuPont de Nemours in Q3 2017, an estimated $2.36M increase.
  • Wellington Shields Capital Management's biggest Q3 2017 reduction was PepsiCo, cutting an estimated $3.2M.
  • Wellington Shields Capital Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $2.31M.
  • Wellington Shields Capital Management's ten largest holdings make up 37% of its $609M portfolio in Q3 2017.
  • Wellington Shields Capital Management opened 24 new positions and closed 29 in Q3 2017.
  • Wellington Shields Capital Management's portfolio value fell 0.62% quarter-over-quarter to $609M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2017, filed 6 Nov 2017.