Wellington Shields Capital Management’s Invesco Senior Loan ETF BKLN Stock Holding History

Wellington Shields Capital Management’s Portfolio BKLN Stock Details BKLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-14,444	Closed	-$335K	–	276
2018 Q3	$335K	Buy	14,444 +8	+0.1%	+$184	0.05%	233
2018 Q2	$331K	Buy	14,436 +7	+0%	+$161	0.05%	234
2018 Q1	$334K	Buy	14,429 +6	+0%	+$139	0.05%	249
2017 Q4	$332K	Buy	14,423 +7	+0%	+$162	0.05%	264
2017 Q3	$334K	Buy	14,416 +6	+0%	+$139	0.05%	248
2017 Q2	$333K	Buy	14,410 +6	+0%	+$139	0.05%	260
2017 Q1	$335K	Buy	+14,404	New	+$336K	0.05%	243

Other funds holding BKLN

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Aozora Bank Tokyo, Japan $199M AUM 0.15% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

VOYA Investment Management Atlanta, Georgia $116B AUM 61.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Wellington Shields Capital Management's BKLN Position: Q4 2018 in Review

Wellington Shields Capital Management sold out of Invesco Senior Loan ETF (BKLN) in Q4 2018, closing a stake of 14,444 shares — an estimated $335K sold.

Wellington Shields Capital Management first reported a position in BKLN in Q1 2017 and held it in 7 quarters. The position peaked at $335K in Q3 2018. 378 funds tracked by Wall St. Rank hold BKLN as of Q4 2018.

Wellington Shields Capital Management reported no remaining Invesco Senior Loan ETF position as of Q4 2018 after selling out during the quarter.
Wellington Shields Capital Management sold 14,444 Invesco Senior Loan ETF shares in Q4 2018, an estimated $335K.
Wellington Shields Capital Management first reported a position in Invesco Senior Loan ETF in Q1 2017 and held it in 7 quarters.
Wellington Shields Capital Management's Invesco Senior Loan ETF position peaked at $335K in Q3 2018.
378 funds tracked by Wall St. Rank held Invesco Senior Loan ETF as of Q4 2018.

Based on Wellington Shields Capital Management's 13F filing for Q4 2018, filed 11 Feb 2019.