Weiss Asset Management’s Pioneer Floating Rate Fund PHD Stock Holding History

Weiss Asset Management’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-26,400	Closed	-$275K	–	395
2019 Q1	$275K	Sell	26,400 -1,152	-4%	-$12K	0.02%	139
2018 Q4	$271K	Buy	+27,552	New	+$288K	0.02%	286
2018 Q1	–	Sell	-13,488	Closed	-$155K	–	302
2017 Q4	$155K	Buy	+13,488	New	+$158K	0.01%	218
2016 Q1	–	Sell	-21,336	Closed	-$231K	–	177
2015 Q4	$231K	Buy	+21,336	New	+$232K	0.06%	178

Other funds holding PHD

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Weiss Asset Management's PHD Position: Q2 2019 in Review

Weiss Asset Management sold out of Pioneer Floating Rate Fund (PHD) in Q2 2019, closing a stake of 26,400 shares — an estimated $275K sold.

Weiss Asset Management first reported a position in PHD in Q4 2015 and held it in 4 quarters. The position peaked at $275K in Q1 2019. 58 funds tracked by Wall St. Rank hold PHD as of Q2 2019.

Weiss Asset Management reported no remaining Pioneer Floating Rate Fund position as of Q2 2019 after selling out during the quarter.
Weiss Asset Management sold 26,400 Pioneer Floating Rate Fund shares in Q2 2019, an estimated $275K.
Weiss Asset Management first reported a position in Pioneer Floating Rate Fund in Q4 2015 and held it in 4 quarters.
Weiss Asset Management's Pioneer Floating Rate Fund position peaked at $275K in Q1 2019.
58 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q2 2019.

Based on Weiss Asset Management's 13F filing for Q2 2019, filed 14 Aug 2019.