Waverton Investment Management’s First Trust China AlphaDEX Fund FCA Stock Holding History

Waverton Investment Management’s Portfolio FCA Stock Details FCA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-59,255	Closed	-$2.26M	–	82
2022 Q4	$2.26M	Sell	59,255 -4,130	-7%	-$88.7K	0.08%	68
2022 Q3	$2.21M	Buy	63,385 +4,520	+8%	+$109K	0.09%	67
2022 Q2	$2.39M	Buy	58,865 +4,220	+8%	+$108K	0.09%	65
2022 Q1	$2.21M	Buy	54,645 +2,605	+5%	+$69.6K	0.07%	61
2021 Q4	$2.48M	Sell	52,040 -1,480	-3%	-$41.9K	0.08%	58
2021 Q3	$2.71M	Buy	53,520 +1,240	+2%	+$38.2K	0.11%	41
2021 Q2	$3.27M	Buy	52,280 +11,205	+27%	+$347K	0.13%	39
2021 Q1	$2.52M	Buy	+41,075	New	+$1.21M	0.11%	44

Other funds holding FCA

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

DWA

Delos Wealth Advisors Dallas, Texas $175M AUM 19.35% 1-Year Est. Return

AAS

Ameritas Advisory Services Lincoln, Nebraska $2.58B AUM 18.84% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.17B AUM 23.36% 1-Year Est. Return

Waverton Investment Management's FCA Position: Q1 2023 in Review

Waverton Investment Management sold out of First Trust China AlphaDEX Fund (FCA) in Q1 2023, closing a stake of 59,255 shares — an estimated $2.26M sold.

Waverton Investment Management first reported a position in FCA in Q1 2021 and held it in 8 quarters. The position peaked at $3.27M in Q2 2021. 11 funds tracked by Wall St. Rank hold FCA as of Q1 2023.

Waverton Investment Management reported no remaining First Trust China AlphaDEX Fund position as of Q1 2023 after selling out during the quarter.
Waverton Investment Management sold 59,255 First Trust China AlphaDEX Fund shares in Q1 2023, an estimated $2.26M.
Waverton Investment Management first reported a position in First Trust China AlphaDEX Fund in Q1 2021 and held it in 8 quarters.
Waverton Investment Management's First Trust China AlphaDEX Fund position peaked at $3.27M in Q2 2021.
11 funds tracked by Wall St. Rank held First Trust China AlphaDEX Fund as of Q1 2023.

Based on Waverton Investment Management's 13F filing for Q1 2023, filed 27 Apr 2023.