HRT Financial’s First Trust China AlphaDEX Fund FCA Stock Holding History

HRT Financial’s Portfolio FCA Stock Details FCA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-10,000	Closed	-$185K	–	2543
2023 Q4	$185K	Sell	10,000 -2,894	-22%	-$52.6K	﹤0.01%	1811
2023 Q3	$243K	Sell	12,894 -2,141	-14%	-$42.4K	﹤0.01%	1753
2023 Q2	$303K	Sell	15,035 -3,419	-19%	-$74.2K	﹤0.01%	1621
2023 Q1	$403K	Sell	18,454 -5,327	-22%	-$120K	﹤0.01%	1533
2022 Q4	$507K	Sell	23,781 -829	-3%	-$17.8K	0.01%	1407
2022 Q3	$520K	Sell	24,610 -1,321	-5%	-$31.9K	0.01%	1412
2022 Q2	$665K	Sell	25,931 -362	-1%	-$9.22K	0.01%	1285
2022 Q1	$677K	Sell	26,293 -259	-1%	-$6.92K	﹤0.01%	1414
2021 Q4	$726K	Sell	26,552 -942	-3%	-$26.7K	﹤0.01%	1475
2021 Q3	$824K	Sell	27,494 -4,942	-15%	-$152K	0.01%	1484
2021 Q2	$1.02M	Sell	32,436 -9,262	-22%	-$287K	0.01%	1062
2021 Q1	$1.24M	Sell	41,698 -3,602	-8%	-$106K	0.01%	940
2020 Q4	$1.3M	Buy	+45,300	New	+$1.25M	0.03%	493

Other funds holding FCA

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.17B AUM 23.36% 1-Year Est. Return

HRT Financial's FCA Position: Q1 2024 in Review

HRT Financial sold out of First Trust China AlphaDEX Fund (FCA) in Q1 2024, closing a stake of 10,000 shares — an estimated $185K sold.

HRT Financial first reported a position in FCA in Q4 2020 and held it in 13 quarters. The position peaked at $1.3M in Q4 2020. 11 funds tracked by Wall St. Rank hold FCA as of Q1 2024.

HRT Financial reported no remaining First Trust China AlphaDEX Fund position as of Q1 2024 after selling out during the quarter.
HRT Financial sold 10,000 First Trust China AlphaDEX Fund shares in Q1 2024, an estimated $185K.
HRT Financial first reported a position in First Trust China AlphaDEX Fund in Q4 2020 and held it in 13 quarters.
HRT Financial's First Trust China AlphaDEX Fund position peaked at $1.3M in Q4 2020.
11 funds tracked by Wall St. Rank held First Trust China AlphaDEX Fund as of Q1 2024.

Based on HRT Financial's 13F filing for Q1 2024, filed 13 May 2024.