We are live on ! Find out more
WC

Waterloo Capital Portfolio holdings

AUM $1.42B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-2.5%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.97%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$341M
AUM Growth
+$1.98M
Cap. Flow
+$11.9M
Cap. Flow %
3.49%
Top 10 Hldgs %
35.66%
Holding
248
New
42
Increased
86
Reduced
47
Closed
67

Top Buys

Rank Stock Value
1
DUBS icon
Aptus Large Cap Enhanced Yield ETF
DUBS
+$8.11M
2
IDUB icon
Aptus International Enhanced Yield ETF
IDUB
+$6.49M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.29M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.4M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$3.04M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.7M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.07M
3
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$5.05M
4
IGRO icon
iShares International Dividend Growth ETF
IGRO
+$4.06M
5
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$3.51M

Sector Composition

Rank Sector Weight
1 Technology 6.17%
2 Financials 3.17%
3 Consumer Staples 1.8%
4 Energy 1.35%
5 Healthcare 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
101
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$491K 0.14%
+6,061
New +$491K
HYLS icon
102
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$489K 0.14%
+12,465
New +$494K
BILS icon
103
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.84B
$476K 0.14%
4,788
+2,650
+124% +$263K
IEFA icon
104
iShares Core MSCI EAFE ETF
IEFA
$186B
$471K 0.14%
7,324
+529
+8% +$35.4K
COP icon
105
ConocoPhillips
COP
$147B
$470K 0.14%
3,922
+1,205
+44% +$140K
FXH icon
106
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$451K 0.13%
+4,638
New +$481K
TMO icon
107
Thermo Fisher Scientific
TMO
$211B
$447K 0.13%
883
+72
+9% +$38.4K
IWF icon
108
iShares Russell 1000 Growth ETF
IWF
$122B
$445K 0.13%
6,692
-15,608
-70% -$1.08M
RYAN icon
109
Ryan Specialty Holdings
RYAN
$5.41B
$438K 0.13%
9,052
-2,686
-23% -$124K
OVL icon
110
Overlay Shares Large Cap Equity ETF
OVL
$326M
$438K 0.13%
12,888
+206
+2% +$7.34K
VLO icon
111
Valero Energy
VLO
$89.8B
$437K 0.13%
3,086
+44
+1% +$5.76K
SPAB icon
112
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$436K 0.13%
17,904
+9,561
+115% +$238K
PAPR icon
113
Innovator US Equity Power Buffer ETF April
PAPR
$946M
$426K 0.13%
13,925
– –
MTUM icon
114
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$423K 0.12%
3,030
+172
+6% +$24.8K
BKNG icon
115
Booking.com
BKNG
$138B
$416K 0.12%
+3,375
New +$409K
PDEC icon
116
Innovator US Equity Power Buffer ETF December
PDEC
$977M
$415K 0.12%
12,839
– –
INTU icon
117
Intuit
INTU
$81.1B
$412K 0.12%
807
+63
+8% +$31.9K
IWM icon
118
iShares Russell 2000 ETF
IWM
$80.9B
$412K 0.12%
2,332
-1,169
-33% -$219K
RJF icon
119
Raymond James Financial
RJF
$32.5B
$409K 0.12%
4,069
-508
-11% -$53.8K
JNJ icon
120
Johnson & Johnson
JNJ
$635B
$394K 0.12%
2,527
+149
+6% +$24.6K
MLPA icon
121
Global X MLP ETF
MLPA
$2.28B
$388K 0.11%
8,709
+543
+7% +$23.8K
NOBL icon
122
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$384K 0.11%
8,668
+84
+1% +$3.94K
TDIV icon
123
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$383K 0.11%
+6,837
New +$399K
UCON icon
124
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$382K 0.11%
+15,996
New +$387K
IMTM icon
125
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.11B
$380K 0.11%
12,063
+501
+4% +$16.4K
3 4
5
6 7

Similar funds

IHG
Insight Holdings Group New York $1.42B AUM 41.03% 1-Year Est. Return
PPC
Park Presidio Capital San Francisco, California $1.43B AUM 21.33% 1-Year Est. Return
KCMH
Kontiki Capital Management (HK) Hong Kong $1.43B AUM 9.81% 1-Year Est. Return
APCM
Alaska Permanent Capital Management Anchorage, Alaska $1.43B AUM 13.12% 1-Year Est. Return
NI
Nextech Invest Zurich, Switzerland $1.42B AUM 304.47% 1-Year Est. Return
ADL
Asset Dedication LLC San Francisco, California $1.43B AUM 22.07% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return

Waterloo Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Waterloo Capital held 248 positions worth $341M, up 0.58% from $339M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Waterloo Capital deployed $11.9M of net new capital in Q3 2023, opening 42 new positions and adding to 86 existing holdings. Its largest new stake was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $10.7M trimmed.

  • Waterloo Capital's largest Q3 2023 buy was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.
  • Waterloo Capital added most to Aptus International Enhanced Yield ETF in Q3 2023, an estimated $6.49M increase.
  • Waterloo Capital's biggest Q3 2023 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
  • Waterloo Capital fully exited iShares MSCI EAFE ETF in Q3 2023, selling an estimated $3.03M.
  • Waterloo Capital's ten largest holdings make up 36% of its $341M portfolio in Q3 2023.
  • Waterloo Capital opened 42 new positions and closed 67 in Q3 2023.
  • Waterloo Capital's portfolio value rose 0.58% quarter-over-quarter to $341M.

Based on Waterloo Capital's 13F filing for Q3 2023, filed 14 Nov 2023.