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WC

Waterloo Capital Portfolio holdings

AUM $1.42B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-2.5%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.97%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$341M
AUM Growth
+$1.98M
Cap. Flow
+$11.9M
Cap. Flow %
3.49%
Top 10 Hldgs %
35.66%
Holding
248
New
42
Increased
86
Reduced
47
Closed
67

Top Buys

Rank Stock Value
1
DUBS icon
Aptus Large Cap Enhanced Yield ETF
DUBS
+$8.11M
2
IDUB icon
Aptus International Enhanced Yield ETF
IDUB
+$6.49M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.29M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.4M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$3.04M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.7M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.07M
3
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$5.05M
4
IGRO icon
iShares International Dividend Growth ETF
IGRO
+$4.06M
5
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$3.51M

Sector Composition

Rank Sector Weight
1 Technology 6.17%
2 Financials 3.17%
3 Consumer Staples 1.8%
4 Energy 1.35%
5 Healthcare 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$18.3M 5.36%
42,557
+2,968
+7% +$1.33M
ACIO icon
2
Aptus Collared Investment Opportunity ETF
ACIO
$2.34B
$16.8M 4.94%
552,957
+69,288
+14% +$2.16M
AOA icon
3
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$14.8M 4.33%
232,378
-76,916
-25% -$5.05M
BSV icon
4
Vanguard Short-Term Bond ETF
BSV
$44.6B
$13.4M 3.92%
177,786
-39,943
-18% -$3.01M
DRSK icon
5
Aptus Defined Risk ETF
DRSK
$1.49B
$11.3M 3.33%
486,895
-77,189
-14% -$1.9M
IDUB icon
6
Aptus International Enhanced Yield ETF
IDUB
$488M
$11M 3.24%
577,642
+327,795
+131% +$6.49M
JUCY icon
7
Aptus Enhanced Yield ETF
JUCY
$317M
$9.41M 2.76%
388,476
-41,465
-10% -$1.01M
SPYG icon
8
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$9.41M 2.76%
158,698
+11,048
+7% +$677K
BIL icon
9
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$8.81M 2.59%
95,947
-55,305
-37% -$5.07M
AAPL icon
10
Apple
AAPL
$4.89T
$8.28M 2.43%
48,343
+569
+1% +$104K
VEA icon
11
Vanguard FTSE Developed Markets ETF
VEA
$226B
$8.25M 2.42%
188,768
+115,537
+158% +$5.29M
OSCV icon
12
Opus Small Cap Value ETF
OSCV
$706M
$8.23M 2.42%
271,499
-84,525
-24% -$2.7M
QQQM icon
13
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$8.04M 2.36%
54,523
+7,205
+15% +$1.1M
VOO icon
14
Vanguard S&P 500 ETF
VOO
$968B
$7.96M 2.34%
20,274
+1,494
+8% +$611K
DUBS icon
15
Aptus Large Cap Enhanced Yield ETF
DUBS
$388M
$7.82M 2.3%
+317,102
New +$8.11M
ADME icon
16
Aptus Behavioral Momentum ETF
ADME
$286M
$7.67M 2.25%
218,935
-39,477
-15% -$1.44M
IWD icon
17
iShares Russell 1000 Value ETF
IWD
$82B
$6.8M 1.99%
44,764
+1,829
+4% +$290K
RSP icon
18
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$6.11M 1.79%
43,147
+5,133
+14% +$767K
AGG icon
19
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.72M 1.68%
60,876
-111,424
-65% -$10.7M
SPYM
20
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$5.11M 1.5%
101,767
+19,303
+23% +$1.01M
MSFT icon
21
Microsoft
MSFT
$2.84T
$4.76M 1.4%
15,083
+1,610
+12% +$532K
GBIL icon
22
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$4.76M 1.4%
47,539
+10,938
+30% +$1.09M
QUAL icon
23
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$4.56M 1.34%
34,586
+21,325
+161% +$2.91M
VWO icon
24
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.12M 1.21%
105,200
+49,055
+87% +$2M
FLOT icon
25
iShares Floating Rate Bond ETF
FLOT
$10.1B
$3.8M 1.11%
74,583
+66,966
+879% +$3.4M
1
2 3 4 5

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PPC
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KCMH
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APCM
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NI
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ADL
Asset Dedication LLC San Francisco, California $1.43B AUM 22.07% 1-Year Est. Return
SCA
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SMA
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Waterloo Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Waterloo Capital held 248 positions worth $341M, up 0.58% from $339M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Waterloo Capital deployed $11.9M of net new capital in Q3 2023, opening 42 new positions and adding to 86 existing holdings. Its largest new stake was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $10.7M trimmed.

  • Waterloo Capital's largest Q3 2023 buy was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.
  • Waterloo Capital added most to Aptus International Enhanced Yield ETF in Q3 2023, an estimated $6.49M increase.
  • Waterloo Capital's biggest Q3 2023 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
  • Waterloo Capital fully exited iShares MSCI EAFE ETF in Q3 2023, selling an estimated $3.03M.
  • Waterloo Capital's ten largest holdings make up 36% of its $341M portfolio in Q3 2023.
  • Waterloo Capital opened 42 new positions and closed 67 in Q3 2023.
  • Waterloo Capital's portfolio value rose 0.58% quarter-over-quarter to $341M.

Based on Waterloo Capital's 13F filing for Q3 2023, filed 14 Nov 2023.