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Waterloo Capital’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Waterloo Capital’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		– Sell
-15,996
Closed -$382K – 394
2023
Q3 		$382K Buy
+15,996
New +$387K 0.11% 124

Other funds holding UCON

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
TWM
Tolleson Wealth Management Dallas, Texas $693M AUM 17.6% 1-Year Est. Return
LFG
Larson Financial Group St Louis, Missouri $3.13B AUM 22.88% 1-Year Est. Return
CAG
Csenge Advisory Group Clearwater, Florida $2.18B AUM 16.73% 1-Year Est. Return

Waterloo Capital's UCON Position: Q4 2023 in Review

Waterloo Capital sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q4 2023, closing a stake of 15,996 shares — an estimated $382K sold.

Waterloo Capital first reported a position in UCON in Q3 2023 and held it in 1 quarter. The position peaked at $382K in Q3 2023. 212 funds tracked by Wall St. Rank hold UCON as of Q4 2023.

  • Waterloo Capital reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q4 2023 after selling out during the quarter.
  • Waterloo Capital sold 15,996 First Trust Smith Unconstrained Bond ETF shares in Q4 2023, an estimated $382K.
  • Waterloo Capital first reported a position in First Trust Smith Unconstrained Bond ETF in Q3 2023 and held it in 1 quarter.
  • Waterloo Capital's First Trust Smith Unconstrained Bond ETF position peaked at $382K in Q3 2023.
  • 212 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q4 2023.

Based on Waterloo Capital's 13F filing for Q4 2023, filed 13 Feb 2024.