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WIC

Water Island Capital Portfolio holdings

AUM $896M
1-Year Est. Return 107.59%
This Fund
S&P 500
This Quarter Est. Return
+17.69%
1 Year Est. Return
+107.59%
3 Year Est. Return
+414.38%
5 Year Est. Return
+1,508.69%
10 Year Est. Return
+23,520.55%
AUM
$1.8B
AUM Growth
-$788M
Cap. Flow
-$897M
Cap. Flow %
-49.82%
Top 10 Hldgs %
76.21%
Holding
118
New
58
Increased
5
Reduced
4
Closed
44

Top Buys

Rank Stock Value
1
PRGO icon
Perrigo
PRGO
+$165M
2
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$156M
3
SNTS
SANTARUS INC
SNTS
+$139M
4
VPHM
VIROPHARMA INC
VPHM
+$111M
5
STSA
STERLING FINL CORP (WA) COM NEW
STSA
+$64.8M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$210M
2
FIRE
SOURCEFIRE INC COM STK
FIRE
+$172M
3
NVE
NV ENERGY, INC
NVE
+$139M
4
DELL
DELL INC
DELL
+$125M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$123M

Sector Composition

Rank Sector Weight
1 Industrials 10.9%
2 Healthcare 10.77%
3 Consumer Staples 8.67%
4 Financials 8.59%
5 Energy 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WLT
51
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$1.16M 0.06%
+69,869
New +$1.09M
BTU
52
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$1.01M 0.06%
+3,458
New +$975K
TIBX
53
DELISTED
TIBCO SOFTWARE INC
TIBX
$682K 0.04%
+30,377
New +$743K
LPX icon
54
Louisiana-Pacific
LPX
$5.4B
$595K 0.03%
+32,197
New +$548K
GENT
55
DELISTED
GENTIUM SPA ADS
GENT
$480K 0.03%
+8,407
New +$374K
ATVI
56
DELISTED
Activision Blizzard
ATVI
$273K 0.02%
15,355
-86,010
-85% -$1.48M
VZ icon
57
PUT
Verizon
VZ
$193B
$84K ﹤0.01%
+184,200
New +$9.06M
AGN
58
PUT
DELISTED
Allergan plc
AGN
$59K ﹤0.01%
+63,000
New +$9.85M
TWC
59
PUT
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$58K ﹤0.01%
+44,100
New +$5.48M
OIS icon
60
PUT
Oil States International
OIS
$502M
$42K ﹤0.01%
+81,900
New +$4.91M
NE
61
PUT
DELISTED
Noble Corporation
NE
$29K ﹤0.01%
+94,838
New +$3.15M
MCK icon
62
PUT
McKesson
MCK
$103B
$28K ﹤0.01%
+20,700
New +$3.18M
GLW icon
63
PUT
Corning
GLW
$135B
$27K ﹤0.01%
+220,000
New +$3.62M
ARO
64
PUT
DELISTED
Aeropostale Inc
ARO
$25K ﹤0.01%
+200,000
New +$1.83M
TT icon
65
PUT
Trane Technologies
TT
$106B
$18K ﹤0.01%
+44,200
New +$2.43M
CHTR icon
66
PUT
Charter Communications
CHTR
$18.3B
$12K ﹤0.01%
+20,500
New +$2.72M
GNW icon
67
PUT
Genworth Financial
GNW
$3.71B
– –
-105,800
Closed -$2K
HL icon
68
Hecla Mining
HL
$11.1B
– –
-2,318,684
Closed -$114M
T icon
69
CALL
AT&T
T
$158B
– –
-279,894
Closed -$6K
ZTS icon
70
Zoetis
ZTS
$31.2B
– –
-9,886
Closed -$308K
CTB
71
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-2,519,438
Closed -$77.7M
CTB
72
PUT
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-1,511,100
Closed -$2.76M
TAYC
73
DELISTED
TAYLOR CAPITAL GROUP INC
TAYC
– –
-235,552
Closed -$5.22M
HITK
74
DELISTED
HI-TECH PHARMACAL INC
HITK
– –
-196,222
Closed -$8.47M
LEAP
75
CALL
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
– –
-37,620
Closed -$1.5M
1 2
3
4 5

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Water Island Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Water Island Capital held 118 positions worth $1.8B, down 30% from $2.59B the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Water Island Capital withdrew a net $897M in Q4 2013, closing 44 positions and reducing 4 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $210M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 11% of assets, up from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Water Island Capital opened a new position in Perrigo worth $176M.

  • Water Island Capital's largest Q4 2013 buy was Perrigo: 1,148,075 shares worth $176M.
  • Water Island Capital added most to STERLING FINL CORP (WA) COM NEW in Q4 2013, an estimated $64.8M increase.
  • Water Island Capital's biggest Q4 2013 reduction was HUDSON CITY BANCORP INC, cutting an estimated $16.7M.
  • Water Island Capital fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $210M.
  • Water Island Capital's ten largest holdings make up 76% of its $1.8B portfolio in Q4 2013.
  • Water Island Capital opened 58 new positions and closed 44 in Q4 2013.
  • Water Island Capital's portfolio value fell 30% quarter-over-quarter to $1.8B.

Based on Water Island Capital's 13F filing for Q4 2013, filed 14 Feb 2014.