Water Island Capital’s PEABODY ENERGY CORP COM STK NEW (DE) BTU Stock Holding History

Water Island Capital’s Portfolio BTU Stock Details BTU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-7,000	Closed	-$54K	–	156
2015 Q4	$54K	Sell	7,000 -2,456	-26%	-$35.4K	﹤0.01%	96
2015 Q3	$196K	Sell	9,456 -24,905	-72%	-$562K	0.01%	92
2015 Q2	$1.13M	Buy	34,361 +20,574	+149%	+$1.2M	0.05%	73
2015 Q1	$1.02M	Buy	13,787 +3,941	+40%	+$398K	0.04%	79
2014 Q4	$1.14M	Sell	9,846 -38,507	-80%	-$5.74M	0.04%	73
2014 Q3	$8.98M	Buy	48,353 +16,454	+52%	+$3.74M	0.31%	52
2014 Q2	$7.82M	Buy	31,899 +16,936	+113%	+$4.41M	0.27%	52
2014 Q1	$3.67M	Buy	14,963 +11,505	+333%	+$2.92M	0.13%	49
2013 Q4	$1.01M	Buy	+3,458	New	+$975K	0.06%	56

Other funds holding BTU

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

KGI

Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

MAM

Majedie Asset Management London, United Kingdom $1.22B AUM 16.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RFC

Russell Frank Company Seattle, Washington $56.9B AUM 2.13% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Water Island Capital's BTU Position: Q1 2016 in Review

Water Island Capital sold out of PEABODY ENERGY CORP COM STK NEW (DE) (BTU) in Q1 2016, closing a stake of 7,000 shares — an estimated $54K sold.

Water Island Capital first reported a position in BTU in Q4 2013 and held it in 9 quarters. The position peaked at $8.98M in Q3 2014. 127 funds tracked by Wall St. Rank hold BTU as of Q1 2016.

Water Island Capital reported no remaining PEABODY ENERGY CORP COM STK NEW (DE) position as of Q1 2016 after selling out during the quarter.
Water Island Capital sold 7,000 PEABODY ENERGY CORP COM STK NEW (DE) shares in Q1 2016, an estimated $54K.
Water Island Capital first reported a position in PEABODY ENERGY CORP COM STK NEW (DE) in Q4 2013 and held it in 9 quarters.
Water Island Capital's PEABODY ENERGY CORP COM STK NEW (DE) position peaked at $8.98M in Q3 2014.
127 funds tracked by Wall St. Rank held PEABODY ENERGY CORP COM STK NEW (DE) as of Q1 2016.

Based on Water Island Capital's 13F filing for Q1 2016, filed 16 May 2016.