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WIC

Water Island Capital Portfolio holdings

AUM $896M
1-Year Est. Return 107.59%
This Fund
S&P 500
This Quarter Est. Return
+17.69%
1 Year Est. Return
+107.59%
3 Year Est. Return
+414.38%
5 Year Est. Return
+1,508.69%
10 Year Est. Return
+23,520.55%
AUM
$1.8B
AUM Growth
-$788M
Cap. Flow
-$897M
Cap. Flow %
-49.82%
Top 10 Hldgs %
76.21%
Holding
118
New
58
Increased
5
Reduced
4
Closed
44

Sector Composition

Rank Sector Weight
1 Industrials 10.9%
2 Healthcare 10.77%
3 Consumer Staples 8.67%
4 Financials 8.59%
5 Energy 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
LIFE
1
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$196M 10.91%
2,591,178
+364,448
+16% +$27.5M
PRGO icon
2
Perrigo
PRGO
$1.4B
$176M 9.79%
+1,148,075
New +$165M
LPS
3
DELISTED
LENDER PROCESSING SERVICES INC
LPS
$167M 9.28%
4,469,467
+599,613
+15% +$20.8M
SNTS
4
DELISTED
SANTARUS INC
SNTS
$158M 8.78%
+4,946,241
New +$139M
HTSI
5
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
$156M 8.67%
+3,162,936
New +$156M
CSE
6
DELISTED
CAPITALSOURCE INC
CSE
$134M 7.45%
9,336,435
+4,321,881
+86% +$58.1M
VPHM
7
DELISTED
VIROPHARMA INC
VPHM
$124M 6.86%
+2,477,454
New +$111M
HCBK
8
DELISTED
HUDSON CITY BANCORP INC
HCBK
$112M 6.22%
11,876,120
-1,815,951
-13% -$16.7M
STSA
9
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
$97.9M 5.44%
2,873,928
+2,091,208
+267% +$64.8M
PXD
10
DELISTED
Pioneer Natural Resource Co.
PXD
$50.4M 2.8%
+273,739
New +$52.7M
LSI
11
DELISTED
LSI CORPORATION
LSI
$50.2M 2.79%
+4,551,008
New +$38.8M
GIVN
12
DELISTED
GIVEN IMAGING LTD
GIVN
$42M 2.33%
+1,395,160
New +$32.7M
ANEN
13
DELISTED
ANAREN INC
ANEN
$30.6M 1.7%
+1,093,324
New +$29.6M
BRE
14
DELISTED
BRE PROPERTIES INC CL A
BRE
$29M 1.61%
+530,781
New +$28.5M
LEAP
15
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$26.7M 1.48%
1,533,327
-128,073
-8% -$2.11M
MKTG
16
DELISTED
RESPONSYS INC COM STK (CA)
MKTG
$24.2M 1.35%
+883,440
New +$16.1M
TUC
17
DELISTED
MAC-GRAY CORP
TUC
$14.5M 0.81%
+682,766
New +$13.8M
COLE
18
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
$13.5M 0.75%
+960,065
New +$13.1M
CGX
19
DELISTED
CONSOLIDATED GRAPHICS INC
CGX
$13M 0.72%
+192,441
New +$12M
KFN
20
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$10.6M 0.59%
+873,413
New +$8.95M
VCI
21
DELISTED
VALASSIS COMMUNICATIONS INC
VCI
$9.4M 0.52%
+274,376
New +$8.11M
VZ icon
22
Verizon
VZ
$194B
$9.05M 0.5%
184,246
-13,628
-7% -$670K
JNY
23
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$8.98M 0.5%
+600,000
New +$8.7M
NRG icon
24
NRG Energy
NRG
$29.8B
$8.37M 0.46%
+291,327
New +$8.15M
XRTX
25
DELISTED
XYRATEX LTD (BERMUDA)
XRTX
$8.33M 0.46%
+627,076
New +$6.71M

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Water Island Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Water Island Capital held 118 positions worth $1.8B, down 30% from $2.59B the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Water Island Capital withdrew a net $897M in Q4 2013, closing 44 positions and reducing 4 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $210M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 11% of assets, up from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Water Island Capital opened a new position in Perrigo worth $176M.

  • Water Island Capital's largest Q4 2013 buy was Perrigo: 1,148,075 shares worth $176M.
  • Water Island Capital added most to STERLING FINL CORP (WA) COM NEW in Q4 2013, an estimated $64.8M increase.
  • Water Island Capital's biggest Q4 2013 reduction was HUDSON CITY BANCORP INC, cutting an estimated $16.7M.
  • Water Island Capital fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $210M.
  • Water Island Capital's ten largest holdings make up 76% of its $1.8B portfolio in Q4 2013.
  • Water Island Capital opened 58 new positions and closed 44 in Q4 2013.
  • Water Island Capital's portfolio value fell 30% quarter-over-quarter to $1.8B.

Based on Water Island Capital's 13F filing for Q4 2013, filed 14 Feb 2014.