Warwick Investment Management
DFAS icon

Warwick Investment Management’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

Warwick Investment Management’s Portfolio DFAS Stock Details DFAS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$1.39M Hold
17,979
– – 0.16% 51
2026
Q2 		$1.48M Hold
17,979
– – 0.17% 51
2026
Q1 		$1.28M Sell
17,979
-174
-1% -$12.8K 0.19% 52
2025
Q4 		$1.26M Buy
18,153
+43
+0.2% +$2.96K 0.19% 53
2025
Q3 		$1.24M Sell
18,110
-333
-2% -$22.2K 0.22% 52
2025
Q2 		$1.18M Buy
18,443
+41
+0.2% +$2.46K 0.23% 46
2025
Q1 		$1.1M Buy
18,402
+32
+0.2% +$2.06K 0.23% 45
2024
Q4 		$1.2M Buy
18,370
+41
+0.2% +$2.74K 0.25% 38
2024
Q3 		$1.19M Buy
18,329
+38
+0.2% +$2.38K 0.28% 32
2024
Q2 		$1.1M Sell
18,291
-16,025
-47% -$964K 0.26% 39
2024
Q1 		$2.14M Buy
34,316
+17,182
+100% +$1.02M 0.51% 28
2023
Q4 		$1.02M Buy
17,134
+42
+0.2% +$2.25K 0.3% 35
2023
Q3 		$897K Buy
+17,092
New +$942K 0.34% 34
2023
Q1 		– Sell
-14,759
Closed -$755K – 74
2022
Q4 		$755K Buy
14,759
+51
+0.3% +$2.62K 0.31% 48
2022
Q3 		$684K Buy
14,708
+41
+0.3% +$2.09K 0.4% 11
2022
Q2 		$704K Buy
14,667
+41
+0.3% +$2.13K 0.34% 27
2022
Q1 		$820K Buy
14,626
+20
+0.1% +$1.13K 0.36% 26
2021
Q4 		$876K Buy
+14,606
New +$882K 0.44% 22

Other funds holding DFAS

Creative Planning
Creative Planning Overland Park, Kansas $179B AUM 16.96% 1-Year Est. Return
Index Fund Advisors
Index Fund Advisors Irvine, California $2.37B AUM 16.24% 1-Year Est. Return
TCI Wealth Advisors
TCI Wealth Advisors Tucson, Arizona $2.49B AUM 17.07% 1-Year Est. Return
Root Financial Partners
Root Financial Partners Encinitas, California $2.98B AUM 13.9% 1-Year Est. Return
Vise Technologies
Vise Technologies New York $12B AUM 18.78% 1-Year Est. Return
Confluence Wealth Services
Confluence Wealth Services Mcmurray, Pennsylvania $3.81B AUM 14.14% 1-Year Est. Return
Midwest Trust
Midwest Trust Overland Park, Kansas $8.99B AUM 21.14% 1-Year Est. Return
Savant Capital
Savant Capital Rockford, Illinois $35B AUM 15.18% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $313B AUM 26.62% 1-Year Est. Return
Plancorp LLC
Plancorp LLC Saint Louis, Missouri $4.4B AUM 16.7% 1-Year Est. Return

Warwick Investment Management's DFAS Position: Q3 2026 in Review

Warwick Investment Management held its U.S. Small Cap Portfolio ETF Class Shares (DFAS) position steady in Q3 2026 at 17,979 shares worth $1.39M. The position accounts for 0.16% of the portfolio, ranked #51.

Warwick Investment Management first reported a position in DFAS in Q4 2021 and has held it in 18 quarters since. The position peaked at $2.14M in Q1 2024. 593 funds tracked by Wall St. Rank hold DFAS as of Q3 2026.

  • Warwick Investment Management held 17,979 shares of U.S. Small Cap Portfolio ETF Class Shares worth $1.39M as of Q3 2026.
  • Warwick Investment Management left its U.S. Small Cap Portfolio ETF Class Shares share count unchanged in Q3 2026.
  • U.S. Small Cap Portfolio ETF Class Shares made up 0.16% of Warwick Investment Management's portfolio in Q3 2026, its #51 holding.
  • Warwick Investment Management first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q4 2021 and has held it in 18 quarters since.
  • Warwick Investment Management's U.S. Small Cap Portfolio ETF Class Shares position peaked at $2.14M in Q1 2024.
  • 593 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q3 2026.

Based on Warwick Investment Management's 13F filing for Q3 2026, filed 19 Oct 2026.