Waddell & Reed Financial’s Cummins CMI Stock Holding History

Waddell & Reed Financial’s Portfolio CMI Stock Details CMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-2,774	Closed	-$475K	–	465
2019 Q2	$475K	Buy	+2,774	New	+$454K	﹤0.01%	460
2019 Q1	–	Sell	-2,720	Closed	-$364K	–	497
2018 Q4	$364K	Sell	2,720 -214	-7%	-$30.2K	﹤0.01%	475
2018 Q3	$429K	Buy	+2,934	New	+$413K	﹤0.01%	535
2015 Q2	–	Sell	-238,600	Closed	-$33.1M	–	593
2015 Q1	$33.1M	Sell	238,600 -208,900	-47%	-$29.4M	0.05%	275
2014 Q4	$64.5M	Sell	447,500 -812,345	-64%	-$115M	0.09%	200
2014 Q3	$166M	Sell	1,259,845 -728,090	-37%	-$105M	0.23%	108
2014 Q2	$307M	Sell	1,987,935 -4,210	-0.2%	-$637K	0.45%	68
2014 Q1	$297M	Sell	1,992,145 -26,120	-1%	-$3.63M	0.45%	68
2013 Q4	$285M	Sell	2,018,265 -86,275	-4%	-$11.5M	0.46%	66
2013 Q3	$280M	Sell	2,104,540 -3,256,965	-61%	-$402M	0.53%	55
2013 Q2	$582M	Buy	+5,361,505	New	+$608M	1.21%	15

Other funds holding CMI

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

Waddell & Reed Financial's CMI Position: Q3 2019 in Review

Waddell & Reed Financial sold out of Cummins (CMI) in Q3 2019, closing a stake of 2,774 shares — an estimated $475K sold.

Waddell & Reed Financial first reported a position in CMI in Q2 2013 and held it in 11 quarters. The position peaked at $582M in Q2 2013. 1,007 funds tracked by Wall St. Rank hold CMI as of Q3 2019.

Waddell & Reed Financial reported no remaining Cummins position as of Q3 2019 after selling out during the quarter.
Waddell & Reed Financial sold 2,774 Cummins shares in Q3 2019, an estimated $475K.
Waddell & Reed Financial first reported a position in Cummins in Q2 2013 and held it in 11 quarters.
Waddell & Reed Financial's Cummins position peaked at $582M in Q2 2013.
1,007 funds tracked by Wall St. Rank held Cummins as of Q3 2019.

Based on Waddell & Reed Financial's 13F filing for Q3 2019, filed 14 Nov 2019.