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RAFFA WEALTH MANAGEMENT, LLC’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

RAFFA WEALTH MANAGEMENT, LLC’s Portfolio FPE Stock Details FPE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-10,294
Closed -$207K – 266
2017
Q3 		$207K Buy
10,294
+5,199
+102% +$104K 0.08% 84
2017
Q2 		$102K Buy
+5,095
New +$101K 0.04% 96

Other funds holding FPE

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
ACM
Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
HWA
HCR Wealth Advisors Los Angeles, California $1.12B AUM 33.13% 1-Year Est. Return
IA
IFG Advisory Atlanta, Georgia $34.9M AUM 20.48% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

RAFFA WEALTH MANAGEMENT, LLC's FPE Position: Q4 2017 in Review

RAFFA WEALTH MANAGEMENT, LLC sold out of First Trust Preferred Securities and Income ETF (FPE) in Q4 2017, closing a stake of 10,294 shares — an estimated $207K sold.

RAFFA WEALTH MANAGEMENT, LLC first reported a position in FPE in Q2 2017 and held it in 2 quarters. The position peaked at $207K in Q3 2017. 180 funds tracked by Wall St. Rank hold FPE as of Q4 2017.

  • RAFFA WEALTH MANAGEMENT, LLC reported no remaining First Trust Preferred Securities and Income ETF position as of Q4 2017 after selling out during the quarter.
  • RAFFA WEALTH MANAGEMENT, LLC sold 10,294 First Trust Preferred Securities and Income ETF shares in Q4 2017, an estimated $207K.
  • RAFFA WEALTH MANAGEMENT, LLC first reported a position in First Trust Preferred Securities and Income ETF in Q2 2017 and held it in 2 quarters.
  • RAFFA WEALTH MANAGEMENT, LLC's First Trust Preferred Securities and Income ETF position peaked at $207K in Q3 2017.
  • 180 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q4 2017.

Based on RAFFA WEALTH MANAGEMENT, LLC's 13F filing for Q4 2017, filed 27 Jul 2026.